Mark J. Reitz

REITZ CAPITAL ADVISORS LLC

Freeland, MI 48623

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CRD#: 5101409

Professional summary

Mark Joseph Reitz, CFP®, who also goes by Mark Reitz, is a registered financial advisor currently at REITZ CAPITAL ADVISORS LLC located in Freeland, Michigan.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Mark has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Reitz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)REITZ HOLDINGS LLC; FREELAND, MI; NOT INVESTMENT RELATED; OWN A RENTAL HOUSE & FARM LAND; WILL RENT LAND & HOUSE; 2)MAYAN AGENCY; MERRILL, MI; NOT INVESTMENT RELATED; 7/2007; 8 HOURS/MONTH; 1 HOUR DURING TRADING; INSURANCE AGENCY 3)MAYAN GROUP BENEFITS; MERRILL, MI; NOT INVESTMENT RELATED; 1/3 OWNER; 1/10; 20-30 HOURS/MONTH; HEALTH INSURANCE 3) REITZ CAPITAL ADVISORS, LLC. INVESTMENT RELATED. 5786 MIDLAND RD., FREELAND, MI 48623. RIA. ADVISOR AND MANAGING MEMBER. 06/2013. 120 HRS/MO. ASSET MANAGEMENT. 4) MNM ASSETS LLC; FREELAND, MI; NOT INVESTMENT RELATED; OWN A COMMERCIAL BUILDING; WILL RENT BUILDING;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Joseph Reitz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

June 20, 2013 - Present

REITZ CAPITAL ADVISORS LLC

Office #1: 5786 Midland Rd, Freeland, MI 48623

RIA

CRD#: 167088

Freeland, MI

Past

June 18, 2013 - August 20, 2015

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

SAGINAW, MI

Past

May 18, 2010 - June 18, 2013

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

SAGINAW, MI

Past

June 25, 2007 - June 18, 2013

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

SAGINAW, MI

Past

March 14, 2006 - June 25, 2007

HANTZ FINANCIAL SERVICES, INC.

CRD#: 46047

BAY CITY, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REITZ CAPITAL ADVISORS LLC

CRD#: 167088 / SEC#: 801-112453

RIA

Registered Investment Advisory firm - (2/19/2018 Approved)

Michigan

Registered Investment Advisory firm - (3/6/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(6/20/2013)

IAR

Texas
(11/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/27/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/20/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/13/2006

General Securities Representative Examination

Current Firm

REITZ CAPITAL ADVISORS LLC

CRD#: 167088 / SEC#: 801-112453

RIA

Registered Investment Advisory firm - (2/19/2018 Approved)

Michigan

Registered Investment Advisory firm - (3/6/2018 Terminated)

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Contact information

Main Address

5786 Midland Rd, Freeland, MI 48623

Mailing Address

Phone number

(989) 791-3693

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

YE 2024 (2/20/2025)

Regulatory assets under management

Total Number of Accounts	264
AUM (Assets Under Management)	$ 95,983,098

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark J. Reitz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Joseph Reitz's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

HANTZ FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

REITZ CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/27/2006

SIE

Date: 8/20/2015

Series 7

Date: 3/13/2006

Current Firm

REITZ CAPITAL ADVISORS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REITZ CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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