David W. Mishoe
Professional summary
David William Mishoe, who also goes by Dave Mishoe, David Mishoe, is a registered financial professional currently at CABRERA CAPITAL MARKETS, LLC located in Chicago, Illinois.
David is registered as a RR (Registered Representative) and started their career in finance in 2006. David has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David William Mishoe's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2019 - Present
CABRERA CAPITAL MARKETS, LLC
Office #1: 227 W. Monroe St. Suite 3000, Chicago, IL 60606Office #2: 227 W. Monroe St. Suite 3000, Chicago, IL 60606July 25, 2018 - November 27, 2018
PAULSON INVESTMENT COMPANY LLC
June 13, 2016 - July 25, 2018
CITIGROUP GLOBAL MARKETS INC.
March 9, 2006 - January 23, 2009
SUNGARD INSTITUTIONAL BROKERAGE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/8/2019)
Exams
Series 57TO
Date: 1/23/2019
Securities Trader ExamFINRA
Current Firm
CABRERA CAPITAL MARKETS, LLC
CRD#: 10081 / SEC#: , 8-26406
Contact information
FINRA licenses (30 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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