Mark J. Rhoades
PHOENIX WEALTH ADVISORS | managing partner, branch manager
Chapel Hill, NC 27517
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CRD#: 5098868
Professional summary
Mark Joseph Rhoades, CFP®, who also goes by Mark J Rhoades, is a registered financial advisor currently at PHOENIX WEALTH ADVISORS INC. located in Chapel Hill, North Carolina and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Chapel Hill, North Carolina.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Mark has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
What are your service offerings?
Trading individual securities
Insurance
Philanthropic services
Financial planning
Trust & estate planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
Mark J Rhoades
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: KDVS foundation Address: ZOOM, ZOOM, NC, 27278, United States Activity Type: Non profit Position/Title: Advisory Board, Finance/Investment Committee Member Investment Related: No Start Date: 08/15/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will learn more on August 15th about my specific role. The finance committee works on the Legacy Society, investments and a capital strategy for the Foundation. Currently the commitee is made up of Ashley Point (President), Gabe Stagner (Treasuer), Matt Holcombe (Board member), Kaci Fisher (Board member), Patrick Couglin (KdVS parent), and Max Fillmore (KdVS parent). (2)Name of Business: Phoenix Wealth Advisors Address: 100 Europa Dr Ste 390, Chapel Hill, NC, 27517-2395, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/14/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: branch manager, financial advisor (3)Name of Business: Rhoades Properties LLC Address: 212 papyrus place, Hillsborough, NC, 27278, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/01/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have an active NC brokerage license. I have this for my own property activities (buying/selling) and do not work with the public as a realtor. I have one single family rental property in Hillsborough, NC.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Joseph Rhoades's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
October 18, 2016 - Present
PHOENIX WEALTH ADVISORS INC.
Office #1: 100 Europa Drive Suite 390, Chapel Hill, NC 27517RIA
CRD#: 118412
Chapel Hill, NC
Current
October 14, 2016 - Present
RAYMOND JAMES FINANCIAL SERVICES, INC.
Office #1: 100 Europa Drive Suite 390, Chapel Hill, NC 27517BD
CRD#: 6694
Chapel Hill, NC
Past
June 1, 2009 - October 28, 2016
MORGAN STANLEY
RIA
CRD#: 149777
DURHAM, NC
Past
June 1, 2009 - October 28, 2016
MORGAN STANLEY
BD
CRD#: 149777
DURHAM, NC
Past
June 8, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
DURHAM, NC
Past
April 13, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
DURHAM, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PHOENIX WEALTH ADVISORS INC.
PHOENIX FINANCIAL INC. | PHOENIX WEALTH ADVISORS INC.
CRD#: 118412 / SEC#: 801-60793
RIA
Registered Investment Advisory firm - (12/14/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/5/2022)
RR
Arizona(10/14/2016)
RR
California(10/14/2016)
RR
Colorado(10/14/2016)
RR
Connecticut(5/3/2022)
RR
Delaware(2/28/2019)
RR
District of Columbia(10/14/2016)
RR
Florida(10/14/2016)
RR
Georgia(10/14/2016)
RR
Hawaii(2/17/2021)
RR
Illinois(10/14/2016)
RR
Indiana(10/14/2016)
RR
Kansas(10/14/2016)
RR
Maine(7/18/2023)
RR
Maryland(10/14/2016)
RR
Massachusetts(10/14/2016)
RR
Michigan(5/3/2022)
RR
Minnesota(10/14/2016)
RR
Mississippi(10/14/2016)
RR
New Hampshire(7/18/2023)
RR
New Jersey(10/14/2016)
RR
New Mexico(11/18/2016)
RR
New York(10/14/2016)
RR
North Carolina(10/14/2016)
IAR
North Carolina(10/28/2016)
RR
Ohio(10/14/2016)
RR
Pennsylvania(10/14/2016)
RR
South Carolina(10/14/2016)
RR
South Dakota(4/17/2018)
RR
Tennessee(10/11/2024)
RR
Texas(10/14/2016)
IAR
Texas(10/18/2016)
RR
Utah(10/14/2016)
RR
Vermont(8/24/2022)
RR
Virginia(10/14/2016)
RR
Washington(10/14/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PHOENIX WEALTH ADVISORS INC.
PHOENIX FINANCIAL INC. | PHOENIX WEALTH ADVISORS INC.
CRD#: 118412 / SEC#: 801-60793
RIA
Registered Investment Advisory firm - (12/14/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Europa Drive Suite 390, Chapel Hill, NC 27517
Mailing Address
Phone number
(919) 929-4448
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,509 |
| AUM (Assets Under Management) | $ 551,004,269 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PHOENIX WEALTH ADVISORS INC.
managing partner, branch managerCRD#: 118412Chapel Hill, NC 27517TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
