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Omar J. Nasir

PIERPONT INVESTMENT GROUP
Ontario, CA 91761
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CRD#: 5098756
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Professional summary


Omar Javed Nasir, who also goes by Omar Jared Nasir, is a registered financial advisor currently at PIERPONT INVESTMENT GROUP, LLC located in Ontario, California.

Omar is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Omar has worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Omar Jared Nasir

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Omar Javed Nasir's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 5, 2011 - Present

PIERPONT INVESTMENT GROUP, LLC

Office #1: 3200 Guasti Road Suite 100, Ontario, CA 91761
RIA
CRD#: 156614
Ontario, CA
Past

August 29, 2006 - April 21, 2011

TD AMERITRADE, INC.

RIA
CRD#: 7870
RANCHO CUCAMONGA, CA
Past

August 29, 2006 - April 21, 2011

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
RANCHO CUCAMONGA, CA
Past

June 7, 2006 - April 21, 2011

TD AMERITRADE, INC.

BD
CRD#: 7870
RANCHO CUCAMONGA, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/5/2011)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 8/28/2006
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


PI
PIERPONT INVESTMENT GROUP, LLC
PIERPONT INVESTMENT GROUP, LLC

CRD#: 156614 / SEC#:

California
Registered Investment Advisory firm - (5/4/2011 Approved)
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Contact information


Main Address
3200 Guasti Road Suite 100, Ontario, CA 91761
Mailing Address
Phone number
(909) 456-8891
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts53
AUM (Assets Under Management)$ 13,000,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PIERPONT INVESTMENT GROUP, LLC

CRD#: 156614Ontario, CA 91761

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