Taryn H. Bregstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Taryn H Bregstein, who also goes by Taryn Bregstein, was a registered financial professional .
Taryn is a previously registered financial professional and started their career in finance in 2006. Taryn had worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2017 - January 15, 2019
MERCURY CAPITAL ADVISORS, LLC
May 30, 2014 - October 6, 2017
INNOVATION PARTNERS LLC
December 9, 2010 - July 6, 2012
NIGHTHAWK PARTNERS INC.
May 1, 2007 - December 22, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 20, 2006 - December 22, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 28, 2006 - January 4, 2007
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 10/27/2025
General Securities Representative ExaminationCurrent Firm
MERCURY CAPITAL ADVISORS, LLC
CRD#: 152338 / SEC#: , 8-68442
Contact information
FINRA licenses (40 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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