James M. Simon

RENEW WEALTH MANAGEMENT LLC

ALEXANDRIA, VA 22314

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CRD#: 5098146

Professional summary

James Maurice Simon, CFP®, who also goes by James M Simon, is a registered financial advisor currently at RENEW WEALTH MANAGEMENT LLC located in Alexandria, Virginia.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. James has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James M Simon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Licensed insurance professional; not-investment related; same business address; less than 10% of business time. (2) Operations Officer, White House Military Office, not-investment related; 06/2021 to Present AND Artillery Officer, US Army National Guard; not investment-related; 11/2003 to Present. Approximately 15 hours per month. Address: 1600 Pennsylvania Avenue, Washington, D.C. 20500. (3) Department of Defense Investment Board's Investment Advisory Committee; Investment-related; 1400 Defense Pentagon, Washington, DC 20301; Member; 4/2025; Approximately 10 hours per month; Provide financial and strategic guidance to the Department of Defense Investment Board. In this capacity, Mr. Simon does not have the authority to influence any investments of the Investment Board, which only utilizes US Treasury products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Maurice Simon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

February 6, 2024 - Present

RENEW WEALTH MANAGEMENT LLC

Office #1: 277 South Washington Street Suite 210, Alexandria, VA 22314

RIA

CRD#: 329069

ALEXANDRIA, VA

Past

August 30, 2010 - September 19, 2022

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Alexandria, VA

Past

May 18, 2010 - September 19, 2022

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Alexandria, VA

Past

April 9, 2007 - April 7, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

ORLANDO, FL

Past

April 5, 2007 - April 7, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

ORLANDO, FL

Past

January 3, 2007 - March 7, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

ORLANDO, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/3/2024)

IAR

Maryland
(2/7/2024)

IAR

Texas
(10/3/2024)

IAR

Virginia
(2/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/24/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/22/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 3/9/2015

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 11/24/2010

General Securities Sales Supervisor - General Module Examination

Current Firm

RENEW WEALTH MANAGEMENT LLC

RENEW WEALTH LLC | RENEW WEALTH MANAGEMENT LLC

CRD#: 329069 / SEC#:

Florida

Registered Investment Advisory firm - (5/3/2024 Approved)

Maryland

Registered Investment Advisory firm - (2/7/2024 Approved)

Texas

Registered Investment Advisory firm - (9/19/2024 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (2/6/2024 Approved)

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Contact information

Main Address

277 South Washington Street Suite 210, Alexandria, VA 22314

Mailing Address

Phone number

(703) 737-2220

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 34,592,771

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James M. Simon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Maurice Simon's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/24/2007

SIE

Date: 10/1/2018

Series 7

Date: 12/22/2006

Series 9

Date: 3/9/2015

Series 10

Date: 11/24/2010

Current Firm

RENEW WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RENEW WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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