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Casey Wayne Kayl

PINE DISTRIBUTORS
DENVER, CO
·CRD# 5097889·20 years experience

Professional Summary

Casey Wayne Kayl, who also goes by Casey W Kayl, is a registered financial advisor currently at PINE DISTRIBUTORS LLC located in Denver, Colorado. Casey is registered as a RR (Registered Representative) and started their career in finance in 2006. Casey has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Casey W Kayl

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

PINE DISTRIBUTORS LLC·CRD# 323408
BD
501 S. Cherry Street Suite 610, Denver, CO 80246
November 26, 2025 - Present
ALPS ADVISORS, INC.·CRD# 134340
RIA
Denver, CO
January 4, 2016 - November 7, 2025
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.·CRD# 144464
BD
Denver, CO
April 6, 2015 - November 7, 2025
ALPS DISTRIBUTORS, INC.·CRD# 16853
BD
Denver, CO
April 6, 2015 - November 7, 2025
MORGAN STANLEY·CRD# 149777
RIA
Boulder, CO
June 23, 2011 - March 26, 2015
MORGAN STANLEY·CRD# 149777
BD
Boulder, CO
June 23, 2011 - March 26, 2015
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.·CRD# 102920
RIA
Englewood, CO
January 12, 2011 - June 6, 2011
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.·CRD# 102920
BD
Englewood, CO
December 10, 2010 - June 6, 2011
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
Westminster, CO
February 26, 2008 - December 13, 2010
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Westminster, CO
March 3, 2006 - December 13, 2010

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Current Firm

PD
PINE DISTRIBUTORS LLC

PINE DISTRIBUTORS LLC

CRD#: 323408 / SEC#: 8-71004
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

501 S. Cherry Street Suite 610, Denver, CO 80246

Mailing Address

501 S. Cherry Street Suite 610, Denver, CO 80246

Phone Number

(720) 651-8092

Established

Delaware since 08/30/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PINE ADVISOR SOLUTIONS LLCMEMBER—
FAIRBANKS, MARK ALANPRESIDENT1847318
LEVESQUE, DARYN STEVECOO/PFO6482085
MOSCARITOLO, SUSAN KALLAICCO2618909
WAGSTAFF, CONNER FRED IIIFINOP1427591

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. 1290 BROADWAY, SUITE 1000, DENVER, CO 80203 BUSINESS IS INVESTMENT RELATED - BD, 180 HOURS/MONTH, DURING TRADING HOURS. 2. ALPS DISTRIBUTORS, INC. 1290 BROADWAY, SUITE 1000, DENVER, CO 80203 BUSINESS IS INVESTMENT RELATED - BD, 180 HOURS/MONTH, DURING TRADING HOURS. 3. ALPS ADVISORS, INC. INVESTMENT RELATED - BD, 1290 BROADWAY SUITE 1000 DENVER CO 80203, 1 HOUR/MONTH DURING TRADING HOURS, FINANCIAL OPERATIONS ANALYST, ETF TRADES MARKETING AND POLICIES AND PROCEDURES

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(11/26/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2007About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2007About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 2006About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Dec 2015About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Casey Wayne Kayl's CRS (Customer Relationship Summary).

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