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CK

Casey W. Kayl

PINE DISTRIBUTORS LLC
Denver, CO 80246
Some features on this profile are disabled
CRD#: 5097889
CK

Professional summary

Casey Wayne Kayl, who also goes by Casey W Kayl, is a registered financial professional currently at PINE DISTRIBUTORS LLC located in Denver, Colorado.

Casey is registered as a RR (Registered Representative) and started their career in finance in 2006. Casey has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Casey W Kayl

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Casey Wayne Kayl's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 26, 2025 - Present

PINE DISTRIBUTORS LLC

Office #1: 501 S. Cherry Street Suite 610, Denver, CO 80246
BD
CRD#: 323408
Denver, CO
Past

January 4, 2016 - November 7, 2025

ALPS ADVISORS, INC.

RIA
CRD#: 134340
DENVER, CO
Past

April 6, 2015 - November 7, 2025

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.

BD
CRD#: 144464
DENVER, CO
Past

April 6, 2015 - November 7, 2025

ALPS DISTRIBUTORS, INC.

BD
CRD#: 16853
DENVER, CO
Past

June 23, 2011 - March 26, 2015

MORGAN STANLEY

RIA
CRD#: 149777
BOULDER, CO
Past

June 23, 2011 - March 26, 2015

MORGAN STANLEY

BD
CRD#: 149777
BOULDER, CO
Past

January 12, 2011 - June 6, 2011

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

RIA
CRD#: 102920
ENGLEWOOD, CO
Past

December 10, 2010 - June 6, 2011

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

BD
CRD#: 102920
ENGLEWOOD, CO
Past

February 26, 2008 - December 13, 2010

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
WESTMINSTER, CO
Past

March 3, 2006 - December 13, 2010

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
WESTMINSTER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(11/26/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/2/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/26/2007
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/2/2006
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/23/2015
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PD
PINE DISTRIBUTORS LLC
PINE DISTRIBUTORS LLC

CRD#: 323408 / SEC#: , 8-71004

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Mailing Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Phone number
(720) 651-8092
Established
Delaware since 08/30/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PINE ADVISOR SOLUTIONS LLCMEMBER
FAIRBANKS, MARK ALANPRESIDENT1847318
LEVESQUE, DARYNCOO6482085
MOSCARITOLO, SUSAN KALLAICCO2618909
WAGSTAFF, CONNER FRED IIIFINOP1427591
WOODCOCK, ALEXANDER JAMESPFO6454017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PINE DISTRIBUTORS LLC

CRD#: 323408Denver, CO 80246

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