Giuliano A. Celle
Professional summary
Giuliano Augusto Celle, who also goes by Giuliano Celle, is a registered financial advisor currently at CERTUITY, LLC located in New York, New York.
Giuliano is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Giuliano has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Giuliano Augusto Celle's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 4, 2026 - Present
CERTUITY, LLC
Office #1: 250 Park Ave Suite 1437, New York, NY 10177April 30, 2020 - February 3, 2025
UBS SECURITIES LLC
March 24, 2020 - February 3, 2025
UBS FINANCIAL SERVICES INC.
May 25, 2010 - September 17, 2019
J.P. MORGAN SECURITIES LLC
May 29, 2007 - June 2, 2010
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - June 2, 2010
CITIGROUP GLOBAL MARKETS INC.
March 30, 2007 - May 29, 2007
CITICORP INVESTMENT SERVICES
July 7, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
Primary Firm SEC Registration
CERTUITY, LLC
CRD#: 129505 / SEC#: 801-62580
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/4/2026)
Exams
Current Firm
CERTUITY, LLC
CRD#: 129505 / SEC#: 801-62580
Contact information
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,889 |
| AUM (Assets Under Management) | $ 3,100,032,026 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/12/2025 | ||
| 10/04/2024 | ||
| 12/22/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.