ED
Eric D. Dieckhoff
ARCAP PARTNERS LLC
Plainview, NY 11803
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CRD#: 5096593
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Professional summary
Eric David Dieckhoff is a registered financial advisor currently at ARCAP PARTNERS LLC located in Plainview, New York.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Eric has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Licensed Insurance Agent in individual capacity, 111 Express Street, Suite 307, Plainview, NY 11803, Role: insurance products sales (non-securities), Investment-Related: Yes Start Date: Jan 2015, Approximate number of hours per month: 40 Hours, Approximate number of hours during trading hours: 2 hours Collect rental income frombrother who resides in an appartment at his primary residence located at 6 Bridle Path Lane, Port Jeffeson, NY 11777 as of 8/31/2023. Role: landlord, Not investment related, Hours per month: .25, hours during trading hours: 0 ARCAP Partners LLC, 111 Express Street, Suite 307, Plainview, NY 11803, Investment related: Yes, Role: Investment advisor sales, Nature of business: registered investment adviser, Start Date: January 2024, Approximate number of hours per month devoted to business: 30 hours, Approximate number of hours devoted during trading hours: 2 hours, Description: Investment Advisory Services. Name of business: Securities Research, Inc. ("SRI"), Address: 3055 Cardinal Drive, Suite 104, Vero Beach, FL, 32963, Role: Registered Representative and Investment Adviser Representative, Investment related?Yes, Nature of business: Registered broker-dealer and state registered investment adviser, Start Date: February 2024, Approximate number of hours/month: 80, Approximate number of hours during securities trading hours: 20, Briefly describe your duties: Registered representative ("RR") and investment adviser representative ("IAR"). As an RR, Mr. Dieckhoff markets and sells securities products to SRI's existing client base. In his capacity as an IAR, Mr. Dieckhoff provides investment advisory services to SRI's existing client base.
CRS (Client Relationship Summary) - RIA
Click below to view Eric David Dieckhoff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 26, 2024 - Present
ARCAP PARTNERS LLC
Office #1: 111 Express Street Suite 307, Plainview, NY 11803RIA
CRD#: 313006
Plainview, NY
Past
February 1, 2024 - May 8, 2025
SECURITIES RESEARCH, INC. OF FLORIDA
RIA
CRD#: 6516
Pert Jefferson, NY
Past
February 1, 2024 - May 8, 2025
SECURITIES RESEARCH, INC. OF FLORIDA
BD
CRD#: 6516
VERO BEACH, FL
Past
July 6, 2023 - February 1, 2024
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
MELVILLE, NY
Past
July 6, 2023 - February 1, 2024
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
MELVILLE, NY
Past
February 1, 2021 - July 12, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Hauppauge, NY
Past
June 6, 2006 - July 12, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Hauppauge, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(3/26/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AP
ARCAP PARTNERS LLC
ARCAP PARTNERS LLC
CRD#: 313006 / SEC#:
New York
Registered Investment Advisory firm - (2/7/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
111 Express Street Suite 307, Plainview, NY 11803
Mailing Address
Phone number
(516) 277-8351
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 61 |
| AUM (Assets Under Management) | $ 24,800,094 |
Red Flags
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