Mia M. Kafoury

FIDELITY DISTRIBUTORS COMPANY LLC

Boston, MA 02210

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CRD#: 5096469

Professional summary

Mia Marie Kafoury, who also goes by Marie Kafoury, Mia Kafoury, Mia Marie Kafoury, is a registered financial professional currently at FIDELITY DISTRIBUTORS COMPANY LLC located in Boston, Massachusetts.

Mia is registered as a RR (Registered Representative) and started their career in finance in 2006. Mia has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Marie Kafoury | Mia Kafoury | Mia Marie Kafoury

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mia Marie Kafoury's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 4, 2024 - Present

FIDELITY DISTRIBUTORS COMPANY LLC

Office #1: 245 Summer Street, Boston, MA 02210

CRD#: 17507

Boston, MA

Past

December 2, 2021 - September 11, 2023

MORGAN STANLEY

RIA

CRD#: 149777

New York, NY

Past

December 2, 2021 - September 11, 2023

MORGAN STANLEY

CRD#: 149777

New York, NY

Past

March 1, 2021 - September 17, 2021

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

April 12, 2019 - March 1, 2021

MORGAN STANLEY

RIA

CRD#: 149777

New York, NY

Past

December 14, 2017 - March 1, 2021

MORGAN STANLEY

CRD#: 149777

New York, NY

Past

May 3, 2017 - August 29, 2019

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

March 26, 2008 - April 25, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

July 3, 2006 - April 25, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

February 13, 2006 - April 21, 2006

GUNNALLEN FINANCIAL, INC

CRD#: 17609

PLAINVIEW, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/4/2024)

Alaska
(11/4/2024)

Arizona
(11/4/2024)

Arkansas
(11/4/2024)

California
(11/4/2024)

Colorado
(11/4/2024)

Connecticut
(11/4/2024)

Delaware
(11/4/2024)

Florida
(11/4/2024)

Georgia
(11/4/2024)

Hawaii
(11/4/2024)

Idaho
(11/4/2024)

Illinois
(11/4/2024)

Indiana
(11/4/2024)

Iowa
(11/4/2024)

Kansas
(11/4/2024)

Kentucky
(11/4/2024)

Louisiana
(11/4/2024)

Maine
(11/4/2024)

Maryland
(11/4/2024)

Massachusetts
(11/4/2024)

Michigan
(11/4/2024)

Minnesota
(11/4/2024)

Mississippi
(11/4/2024)

Missouri
(11/4/2024)

Montana
(11/4/2024)

Nebraska
(11/4/2024)

Nevada
(11/4/2024)

New Hampshire
(11/4/2024)

New Jersey
(11/4/2024)

New Mexico
(11/4/2024)

New York
(11/4/2024)

North Carolina
(11/4/2024)

North Dakota
(11/4/2024)

Ohio
(11/4/2024)

Oklahoma
(11/4/2024)

Oregon
(11/4/2024)

Pennsylvania
(11/4/2024)

Rhode Island
(11/4/2024)

South Carolina
(11/4/2024)

South Dakota
(11/4/2024)

Tennessee
(11/4/2024)

Texas
(11/4/2024)

Utah
(11/4/2024)

Vermont
(11/4/2024)

Virginia
(11/4/2024)

Washington
(11/4/2024)

West Virginia
(11/4/2024)

Wisconsin
(11/4/2024)

Wyoming
(11/4/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 3/24/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/15/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/10/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY DISTRIBUTORS COMPANY LLC | INSTITUTIONAL COMPANY, INC. | FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. | FIDELITY INSTITUTIONAL RETIREMENT SERVICES COMPANY

CRD#: 17507 / SEC#: , 8-35097

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

900 Salem Street, Smithfield, RI 02917

Mailing Address

Two Destiny Way Mail Zone Wg3d, Westlake, TX 76262

Phone number

(800) 237-8132

Established

Delaware since 01/01/2020

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.	STOCKHOLDER
ACKERMAN, CHARLES ALLAN	DIRECTOR	2168517
ADAMS, ROBERT	COO	1291582
GUSTAFSON, DALTON	PRESIDENT/DIRECTOR	2439305
HAGGERTY, MARK A	EXECUTIVE VICE PRESIDENT/DIRECTOR	4347837
KAVANAUGH, NATALIE ANN	CHIEF LEGAL OFFICER
MCGINTY, JOHN JR.	CHIEF COMPLIANCE OFFICER	5560420
RHODES, NOAH BUTLER	CHIEF FINANCIAL OFFICER	6546392

Disclosures

Regulatory Event	3
Arbitration	17

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mia M. Kafoury

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mia Marie Kafoury's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

GUNNALLEN FINANCIAL, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/24/2008

Series 63

Date: 4/15/2006

SIE

Date: 10/1/2018

Series 7

Date: 2/10/2006

FINRA

Current Firm

FIDELITY DISTRIBUTORS COMPANY LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FIDELITY DISTRIBUTORS COMPANY LLC

TRUST BUT VERIFY

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