CP
Chad E. Peterson
STATE FARM INVESTMENT MANAGEMENT
Las Cruces, NM 88011
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CRD#: 5096293
CP
Professional summary
Chad E Peterson, who also goes by Chad Ernest Peterson, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Las Cruces, New Mexico and STATE FARM VP MANAGEMENT CORP. located in Tempe, Arizona.
Chad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Chad has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 6TO, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chad Ernest Peterson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Chad Peterson's Insurance Agency; Investment-related; 1005 S Telshor Blvd Las Cruces, NM 88011; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent;10/01/2019; 80; 80; Service customers and supervise employees
CRS (Client Relationship Summary) - RIA
Click below to view Chad E Peterson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 27, 2023 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 1005 S Telshor Blvd, Las Cruces, NM 88011RIA
CRD#: 3487
Las Cruces, NM
Current
July 25, 2023 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 400 E. Rio Salado Parkway, Tempe, AZ 85281BD
CRD#: 43036
TEMPE, AZ
Past
December 11, 2018 - July 1, 2019
MADISON AVENUE SECURITIES, LLC
RIA
CRD#: 23224
RUIDOSO, NM
Past
April 24, 2018 - July 1, 2019
MADISON AVENUE SECURITIES, LLC
BD
CRD#: 23224
RUIDOSO, NM
Past
May 5, 2006 - April 13, 2018
FBL MARKETING SERVICES, LLC
BD
CRD#: 5309
Albuquerque, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(7/10/2023)
RR
Arizona(7/25/2023)
IAR
New Mexico(6/28/2023)
RR
New Mexico(7/25/2023)
IAR
Texas(6/27/2023)
RR
Texas(7/25/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 6TO
Date: 7/25/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Las Cruces, NM 88011TRUST BUT VERIFY
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