Eric Michael Griffin
Professional Summary
Eric Michael Griffin is a registered financial advisor currently at OAKWOOD CAPITAL SECURITIES, INC. located in Fort Myers, Florida. Eric is registered as a RR (Registered Representative) and started their career in finance in 2006. Eric has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
21 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
GARDNER FINANCIAL SERVICES, INC. | OAKWOOD CAPITAL SECURITIES, INC.
Contact Information
Main Address
15701 S Tamiami Trail Suite 300, Fort Myers, FL 33908Mailing Address
15701 S Tamiami Trail Suite 300, Fort Myers, FL 33908Phone Number
(239) 350-0245Established
Florida since 05/01/2026Firm Type
CorporationFiscal Year End
MarchFirm Size
SmallFINRA licenses (50 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
1Bond
1Similar Advisors
AUSDAL FINANCIAL PARTNERS, INC.
PARK AVENUE SECURITIES LLC
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/3/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 2017About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Eric Michael Griffin's CRS (Customer Relationship Summary).
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