Seth T. Leishman

OSTROFE FINANCIAL CONSULTANTS

GRASS VALLEY, CA 95945

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CRD#: 5095063

Professional summary

Seth Tyler Leishman, CFP®, who also goes by Seth T Leishman, is a registered financial advisor currently at OSTROFE FINANCIAL CONSULTANTS INC located in Grass Valley, California and LPL FINANCIAL LLC located in Grass Valley, California.

Seth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Seth has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Aliases

Seth T Leishman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seth Tyler Leishman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

April 6, 2018 - Present

OSTROFE FINANCIAL CONSULTANTS INC

Office #1: 420 Sierra College Drive Suite 200, Grass Valley, CA 95945

RIA

CRD#: 110064

GRASS VALLEY, CA

Current

November 29, 2017 - Present

LPL FINANCIAL LLC

Office #1: 420 Sierra College Dr # 200, Grass Valley, CA 95945-9529

RIA

CRD#: 6413

GRASS VALLEY, CA

Past

August 11, 2025 - July 14, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

November 29, 2017 - July 16, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

February 26, 2016 - November 29, 2017

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

GRASSVALLEY, CA

Past

February 12, 2016 - November 29, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

GRASSVALLEY, CA

Past

August 4, 2015 - December 31, 2015

TCFG WEALTH MANAGEMENT, LLC

CRD#: 164153

ESCONDIDO, CA

Past

December 9, 2014 - May 29, 2015

WOODLAND LEISHMAN & ASSOCIATES

RIA

CRD#: 109271

SANTA MARIA, CA

Past

February 16, 2007 - July 1, 2013

NATIONAL PLANNING CORPORATION

CRD#: 29604

SANTA MARIA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSTROFE FINANCIAL CONSULTANTS INC

CRD#: 110064 / SEC#: 801-34048

RIA

Registered Investment Advisory firm - (4/21/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/27/2018)

Alaska
(7/27/2018)

Arizona
(11/29/2017)

Arkansas
(4/7/2025)

California
(11/29/2017)

IAR

California
(4/6/2018)

Colorado
(7/25/2018)

Connecticut
(7/25/2018)

Florida
(7/30/2019)

Georgia
(7/27/2018)

Hawaii
(11/29/2017)

Idaho
(11/29/2017)

Illinois
(7/27/2018)

Indiana
(7/27/2018)

Iowa
(7/25/2018)

Kansas
(11/29/2017)

Kentucky
(1/14/2019)

Maine
(7/25/2018)

Maryland
(7/27/2018)

Michigan
(7/27/2018)

Minnesota
(7/27/2018)

Missouri
(4/27/2021)

Montana
(7/25/2018)

Nevada
(7/25/2018)

New Jersey
(9/23/2020)

New Mexico
(7/27/2018)

New York
(7/27/2018)

North Carolina
(7/26/2018)

Ohio
(7/30/2018)

Oklahoma
(11/28/2018)

Oregon
(7/25/2018)

Pennsylvania
(11/29/2017)

South Carolina
(7/25/2018)

Tennessee
(7/11/2022)

Texas
(11/29/2017)

Utah
(7/25/2018)

Virginia
(7/25/2018)

Washington
(6/28/2018)

Wisconsin
(6/11/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/25/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/14/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OSTROFE FINANCIAL CONSULTANTS INC

CRD#: 110064 / SEC#: 801-34048

RIA

Registered Investment Advisory firm - (4/21/1989 Approved)

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Contact information

Main Address

420 Sierra College Drive Suite 200, Grass Valley, CA 95945

Mailing Address

Phone number

(530) 273-4425

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (2/3/2026)

Regulatory assets under management

Total Number of Accounts	1,625
AUM (Assets Under Management)	$ 386,448,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Seth T. Leishman

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seth Tyler Leishman's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

TCFG WEALTH MANAGEMENT, LLC

WOODLAND LEISHMAN & ASSOCIATES

NATIONAL PLANNING CORPORATION

Primary Firm SEC Registration

OSTROFE FINANCIAL CONSULTANTS INC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/25/2016

SIE

Date: 10/1/2018

Series 7

Date: 2/14/2007

FINRA

Current Firm

OSTROFE FINANCIAL CONSULTANTS INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OSTROFE FINANCIAL CONSULTANTS INC

TRUST BUT VERIFY

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