Patrick O. Duquenne

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CRD#: 5094204

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Patrick Olivier Duquenne, who also goes by Patrick Olivier Duquenne, Patrick Durjenne, Patrick Duquenne, was a registered financial professional .

Patrick is a previously registered financial professional and started their career in finance in 2007. Patrick had worked at 8 firms and has passed the Series 63, Series 65, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Patrick Olivier Duquenne | Patrick Durjenne | Patrick Duquenne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PATRICK DUQUENNE; INVESTMENT RELATED; 434 LORETTO AVE, CORAL GABLES, FL 33146; INSURANCE PRODUCTION ACTIVITIES; INDEPENDENT INSURANCE PRODUCER; 06/2007; APPROX. 20 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; INDEPENDENT INSURANCE PRODUCER FOR VARIOUS INSURANCE COMPANIES. 2) NEIL JESANI ADVISORS INC.; NON-INVESTMENT RELATED; 1300 SAWGRASS CORPORATE PARKWAY, SUITE 130, SUNRISE, FL 33323; TAX AND ACCOUNTING BUSINESS; FINANCIAL ADVISOR; 03/2024; APPROX. 0 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; EMPLOYEE FOR PAYROLL AND BENEFITS ONLY.

Blog Corner

CRS (Client Relationship Summary)

CRD#: 6363

BOCA RATON, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEIL JESANI WEALTH MANAGEMENT

NEIL JESANI WEALTH | NEIL JESANI WEALTH MANAGEMENT, LLC | NEIL JESANI WEALTH MANAGEMENT

CRD#: 322345 / SEC#: 801-131785

RIA

Registered Investment Advisory firm - (1/10/2025 Approved)

California

Registered Investment Advisory firm - (2/12/2025 Terminated)

Florida

Registered Investment Advisory firm - (1/13/2025 Terminated)

Georgia

Registered Investment Advisory firm - (1/23/2025 Terminated)

Illinois

Registered Investment Advisory firm - (1/13/2025 Terminated)

New Jersey

Registered Investment Advisory firm - (1/16/2025 Terminated)

Texas

Registered Investment Advisory firm - (1/13/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/6/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/17/2007

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 31

Date: 5/16/2011

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/8/2007

General Securities Representative Examination

Current Firm

NEIL JESANI WEALTH MANAGEMENT

NEIL JESANI WEALTH | NEIL JESANI WEALTH MANAGEMENT, LLC | NEIL JESANI WEALTH MANAGEMENT

CRD#: 322345 / SEC#: 801-131785

RIA

Registered Investment Advisory firm - (1/10/2025 Approved)

California

Registered Investment Advisory firm - (2/12/2025 Terminated)

Florida

Registered Investment Advisory firm - (1/13/2025 Terminated)

Georgia

Registered Investment Advisory firm - (1/23/2025 Terminated)

Illinois

Registered Investment Advisory firm - (1/13/2025 Terminated)

New Jersey

Registered Investment Advisory firm - (1/16/2025 Terminated)

Texas

Registered Investment Advisory firm - (1/13/2025 Terminated)

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Contact information

Main Address

1301 International Parkway Suite 550, Sunrise, FL 33323

Mailing Address

Phone number

(954) 800-0460

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NEIL JESANI WEALTH MANAGEMENT BROCHURE (10/21/2025)

Regulatory assets under management

Total Number of Accounts	197
AUM (Assets Under Management)	$ 125,925,574

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick O. Duquenne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AUREUS WEALTH MANAGEMENT LLC

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EDWARD JONES

EDWARD JONES

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

NEIL JESANI WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 5/6/2024

Series 65

Date: 9/17/2007

Series 31

Date: 5/16/2011

Series 7

Date: 8/8/2007

Current Firm

NEIL JESANI WEALTH MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEIL JESANI WEALTH MANAGEMENT

TRUST BUT VERIFY

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