Millicent A. Gunter
Professional summary
Millicent Ann Gunter, who also goes by Missy Gunter, Millicent Hobbs, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Kodak, Tennessee and TRUIST INVESTMENT SERVICES, INC. located in Charlotte, North Carolina.
Millicent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Millicent has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Millicent Ann Gunter's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 6, 2018 - Present
TRUIST ADVISORY SERVICES, INC.
April 6, 2018 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 214 N Tryon St Fl 17 32, 33, 34, Charlotte, NC, 28202September 12, 2016 - March 5, 2018
TRUIST ADVISORY SERVICES, INC.
May 23, 2008 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
May 21, 2008 - March 5, 2018
TRUIST INVESTMENT SERVICES, INC.
May 4, 2006 - February 6, 2008
WELLS FARGO INVESTMENTS, LLC
April 6, 2006 - February 6, 2008
WELLS FARGO INVESTMENTS, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/29/2020)
(11/23/2018)
(4/6/2018)
(4/6/2018)
(4/6/2018)
(4/6/2018)
(5/23/2019)
(4/6/2018)
(4/6/2018)
(1/4/2019)
(1/28/2020)
(9/30/2019)
(4/6/2018)
(3/22/2024)
(4/6/2018)
(4/6/2018)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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