Nelson G. Navas
Professional summary
Nelson Gabriel Navas, who also goes by Nelson Navas, is a registered financial professional currently at CELADON FINANCIAL GROUP LLC located in Mendham, New Jersey.
Nelson is registered as a RR (Registered Representative) and started their career in finance in 2007. Nelson has worked at 1 firm and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 27 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nelson Gabriel Navas's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 11, 2007 - Present
CELADON FINANCIAL GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 99TO
Passed: 1/2/2023
Operations Professional ExaminationSeries 57TO
Passed: 1/2/2023
Securities Trader ExamFINRA
Nasdaq Stock Market
Current Firm
CELADON FINANCIAL GROUP LLC
CRD#: 36538 / SEC#: , 8-47288
Contact information
FINRA licenses (35 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
