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SR

Stuart M. Rose

MIRUS SECURITIES
Burlington, MA 01803
Some features on this profile are disabled
CRD#: 5092044
SR

Professional summary

Stuart Mark Rose is a registered financial professional currently at MIRUS SECURITIES, INC. located in Burlington, Massachusetts.

Stuart is registered as a RR (Registered Representative) and started their career in finance in 2006. Stuart has worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 62 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stuart Mark Rose's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 13, 2018 - Present

MIRUS SECURITIES, INC.

Office #1: 200 Summit Drive Suite 460, Burlington, MA 01803Office #2: 200 Summit Drive Suite 460, Burlington, MA 01803
BD
CRD#: 29075
Burlington, MA
Past

March 17, 2006 - June 8, 2018

TULLY & HOLLAND, INCORPORATED

BD
CRD#: 30029
Boston, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(6/13/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 4/24/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 62
Date: 3/16/2006
Corporate Securities Limited Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/5/2021
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MIRUS SECURITIES, INC.
MIRUS SECURITIES, INC. | ROSS CROSSLAND WESTON SECURITIES CO., INC.

CRD#: 29075 / SEC#: , 8-44085

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
200 Summit Drive Suite 460, Burlington, MA 01803
Mailing Address
200 Summit Drive Suite 460, Burlington, MA 01803
Phone number
(781) 418-5900
Established
Massachusetts since 05/05/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MIRUS CAPITAL ADVISORS, INC.SHAREHOLDER
CRAIN, ANDREW ORVILLEPRESIDENT4978710
FULLERTON, ALAN VINCENT JRCHIEF EXECUTIVE OFFICER2985490
KIERNAN, BRENDANMANAGING PARTNER5117947
SOTO, KATHERINE ANNECHIEF COMPLIANCE OFFICER5777865

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MIRUS SECURITIES, INC.

CRD#: 29075Burlington, MA 01803

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