David Wigginton

GLACIER INVESTMENT MANAGEMENT

Kalispell, MT

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CRD#: 5091745

Professional summary

David Wigginton, CFA, CFP® is a registered financial advisor currently at GLACIER INVESTMENT MANAGEMENT located in Kalispell, Montana.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. David has worked at 4 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Investment Planning

Employee and Employer Plan Ben...

Small Business Planning

Comprehensive Financial Planni...

Tax Planning

Business Succession Planning

Estate Planning

Do you have an area of expertise or specialization?

AUM

Business Owners

Estate & Generational Planning...

Financial Psychology/Coaching

Investment Advice with Ongoing...

Real Estate Investments

What is your minimum asset requirement?

250K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM A MANAGING DIRECTOR AT DISCERN ANALYTICS ("DA"), A DATA VISUALIZATION/ANALYTICS FIRM ENGAGED IN THE BUSINESS OF PROVIDING DATA INTEGRATION AND VISUALIZATION TO BUSINESS DECISION MAKERS. MY CURRENT DUTIES ARE TO ASSIST THE CEO WITH ANY DUE DILIGENCE INQUIRIES RELATED TO INVESTMENT IN THE COMPANY AND/OR THE SELL OF THE COMPANY. DA'S ADDRESS IS 493 S. EL CAMINO REAL, SAN MATEO, CA 94402. DA IS NOT INVESTMENT RELATED. I STARTED AT DA ON 9/1/2016. I WORK APPROXIMATELY 5-10 HOURS PER MONTH AT DA. TWENTY-FIVE TO FIFTY PERCENT OF MY HOURS AT DA CAN OCCUR DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Wigginton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

August 14, 2017 - Present

GLACIER INVESTMENT MANAGEMENT

RIA

CRD#: 289129

Kalispell, MT

Past

November 3, 2011 - September 12, 2016

DISCERN SECURITIES, INC.

CRD#: 155854

SAN MATEO, CA

Past

December 18, 2008 - October 22, 2010

MACQUARIE CAPITAL (USA) INC.

CRD#: 36368

NEW YORK, NY

Past

March 22, 2006 - November 5, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Montana
(8/14/2017)

IAR

Texas
(6/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/24/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/12/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 4/18/2006

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 4/4/2006

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 3/21/2006

General Securities Representative Examination

Current Firm

GLACIER INVESTMENT MANAGEMENT

GLACIER INVESTMENT MANAGEMENT | GLACIER INVESTMENT MANAGEMENT, LLC

CRD#: 289129 / SEC#:

Montana

Registered Investment Advisory firm - (8/11/2017 Approved)

Texas

Registered Investment Advisory firm - (5/16/2025 Conditional Restricted)

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Contact information

Main Address

Kalispell, MT

Mailing Address

P..o. Box 2452, Kalispell, MT 59903

Phone number

(406) 890-7155

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	189
AUM (Assets Under Management)	$ 34,392,185

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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David Wigginton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Wigginton's CRS (Customer Relationship Summary).

Certified licenses

Experience

DISCERN SECURITIES, INC.

MACQUARIE CAPITAL (USA) INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 3/24/2007

SIE

Date: 9/12/2016

Series 87

Date: 4/18/2006

Series 86

Date: 4/4/2006

Series 7

Date: 3/21/2006

Current Firm

GLACIER INVESTMENT MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GLACIER INVESTMENT MANAGEMENT

TRUST BUT VERIFY

Contact information

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