Celeste C. Moya
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Celeste Cristal Moya, who also goes by Celeste Cristal Canales, was a registered financial professional .
Celeste is a previously registered financial professional and started their career in finance in 2006. Celeste had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2019 - April 20, 2023
LION STREET FINANCIAL, LLC
April 12, 2018 - September 10, 2019
KESTRA INVESTMENT SERVICES, LLC
February 29, 2016 - February 6, 2018
JOHN HANCOCK DISTRIBUTORS LLC
November 23, 2015 - January 26, 2016
PACIFIC SELECT DISTRIBUTORS, LLC
January 21, 2010 - September 18, 2015
KESTRA INVESTMENT SERVICES, LLC
May 1, 2007 - February 6, 2008
M HOLDINGS SECURITIES, INC.
September 25, 2006 - May 3, 2007
FARMERS FINANCIAL SOLUTIONS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LION STREET FINANCIAL, LLC
CRD#: 165828 / SEC#: , 8-69183
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
