Richard S. Zaehringer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard S. Zaehringer, who also goes by Rick Zaehringer, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 2006. Richard had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2011 - June 2, 2014
COLEMAN SCHERER INVESTMENTS, INC.
September 27, 2007 - December 31, 2009
1ST DISCOUNT BROKERAGE, INC.
January 29, 2007 - December 31, 2009
1ST DISCOUNT BROKERAGE, INC.
January 9, 2007 - January 26, 2007
BENJAMIN & JEROLD BROKERAGE I, LLC
May 30, 2006 - January 8, 2007
MONEY CONCEPTS CAPITAL CORP
April 24, 2006 - January 8, 2007
MONEY CONCEPTS CAPITAL CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COLEMAN SCHERER INVESTMENTS, INC.
CRD#: 149350 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 25 |
| AUM (Assets Under Management) | $ 1,697,305 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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