David A. Solomon

J. W. COLE ADVISORS

WENATCHEE, WA 98801

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CRD#: 5091055

Professional summary

David A Solomon, who also goes by David Solomon, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Wenatchee, Washington.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. David has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Solomon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FIXED ANNUITY AND INSURANCE SALES. WHILE THE TIME SPENT ON THIS ACTIVITY MAY VARY THROUGHOUT THE YEAR, IT MAY ACCOUNT FOR UP TO 40% OF THE REGISTRANT'S TIME. DBA: Solomon Financial Group, Inc.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David A Solomon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 16, 2019 - Present

J. W. COLE ADVISORS, INC.

Office #1: 123 Ohme Garden Road Suite 1, Wenatchee, WA 98801

RIA

CRD#: 112294

WENATCHEE, WA

Past

March 17, 2010 - April 23, 2019

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

WENATCHEE, WA

Past

November 9, 2009 - March 17, 2010

SOLOMON FINANCIAL GROUP, INC.

RIA

CRD#: 151515

WENATCHEE, WA

Past

April 10, 2007 - May 8, 2009

INTEGRITY ALLIANCE, LLC.

CRD#: 139627

WENATCHEE, WA

Past

August 11, 2006 - April 9, 2007

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

WENATCHEE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

Arizona

Registered Investment Advisory firm - (12/4/2001 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2001 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(4/16/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/10/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/2/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/9/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

Arizona

Registered Investment Advisory firm - (12/4/2001 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2001 Terminated)

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Contact information

Main Address

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634

Mailing Address

Phone number

(813) 935-6776

Established

Firm type

Fiscal year end

# of Employees

512

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM (3/28/2025)

JWCA 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	29,614
AUM (Assets Under Management)	$ 7,195,237,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David A. Solomon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David A Solomon's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

SOLOMON FINANCIAL GROUP, INC.

INTEGRITY ALLIANCE, LLC.

KMS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

J. W. COLE ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/10/2009

Series 63

Date: 4/2/2007

Series 6

Date: 8/9/2006

Current Firm

J. W. COLE ADVISORS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

J. W. COLE ADVISORS, INC.

TRUST BUT VERIFY

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