Cassandra Lee Taraboletti
CFP®Professional Summary
Cassandra Lee Taraboletti, CFP®, who also goes by Cassandra Lee Roudebush, Cassie Lee Taraboletti, is a registered financial advisor currently at MIDWESTERN SECURITIES TRADING COMPANY, LLC located in East Peoria, Illinois. Cassandra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Cassandra has worked at 1 firm and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 27, Series 53...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Cassandra Lee Roudebush, Cassie Lee Taraboletti
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
20 years in the financial services industry
Current & Past Employments
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Current Firm
LIGHTHOUSE FINANCIAL INSTITUTION MARKETING SOLUTIONS | MIDWESTERN SECURITIES TRADING COMPANY, LLC | MIDWESTERN SECURITIES TRADING COMPANY | MIDWESTERN SECURITIES TRADING CO.,LLC
Contact Information
Main Address
235 Everett St, East Peoria, IL 61611Mailing Address
235 Everett St P.o. Box 2528, East Peoria, IL 61611Phone Number
(309) 699-6786Established
Illinois since 12/10/1999Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
105SEC notice filing (44 States and Territories)
Registered to provide investment advisory services in 44 US states and territories.
FINRA licenses (38 States and Territories)
Registered to provide investment advisory services in 44 US states and territories.
Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
11,847AUM (Assets Under Management)
$1,984,884,160Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
LIGHTHOUSE FINANCIAL INSTITUTION MARKETING SOLUTIONS | MIDWESTERN SECURITIES TRADING COMPANY, LLC | MIDWESTERN SECURITIES TRADING COMPANY | MIDWESTERN SECURITIES TRADING CO.,LLC
State Registrations and Notice Filings
(1/4/2011)
(1/4/2011)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Cassandra Lee Taraboletti's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Cassandra Lee Taraboletti's CRS (Customer Relationship Summary).
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