MH
Matthew T. Hoesly
RESOURCE 1
NORFOLK, VA 23510
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CRD#: 5090021
MH
Professional summary
Matthew Thomas Hoesly, AIF®, CFP®, ChFC® is a registered financial advisor currently at RESOURCE 1, INC. located in Norfolk, Virginia and CEROS FINANCIAL SERVICES, INC. located in Norfolk, Virginia.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Matthew has worked at 4 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MATTHEW HOESLY/INSURANCE BROKER (LIFE & HEALTH) 101 W MAIN ST, #370, NORFOLK, VA 23510 - NOT INVESTMENT RELATED - START DATE 5-1-2004 - OWNER - SELL NON-VARIABLE LIFE, HEALTH, ANNUITY, DISABILITY, AND LONG-TERM CARE INSURANCE - 20 HRS MO/10 HRS WEEK DURING TRADING TIME - COMPENSATION COMMISSION 2) RESOURCE 1, INC., 101 W MAIN ST, #370, NORFOLK, VA 23510 - ONGOING; IA REP FOR RIA - INVESTMENT RELATED - START DATE 8-19-2008 - 20 HOURS PER MONTH - 15 HRS PER WEEK DURING TRADING HOURS - COMPENSATION COMMISSION 3) MOTIVATIONAL SPEAKING - NOT INVESTMENT RELATED -SPEAKER - START DATE 1-1-2010 - 1 HR PER MONTH - 0 DURING TRADING HOURS - MOTIVATIONAL AND INDUSTRY-RELATED SPEAKING EVENTS - TRAVEL EXPENSES PAID BY ASSOCIATION REQUESTING MY SERVICES 4) HERITAGE STUDY GROUP; NOT INVESTMENT RELATED - MEMBER OF PROFESSIONAL STUDY GROUP - START DATE 2-16-2006 - APPROX 2 HRS PER MO, 0 DURING TRADING HOURS - PROFESSIONAL STUDY GROUP OF ADVISORS WHO ARE ALL IN BUSINESS WITH A FAMILY MEMBER. WE TRY TO MEET IN PERSON TWO TIMES PER YEAR. IT IS SET UP AS A NOT-FOR-PROFIT 501(c)(6) GROUP. MEALS, SPEAKER FEES, AND SOME MEETING COSTS ARE COVERED BY MEETING SPONSORS. THERE IS NO OTHER COMPENSATION TO ME AS A MEMBER. MDRT and MDRT Foundation Volunteer on Committees,Is Investment Related,"999 Waterside Dr., #435, Norfolk, VA, 23510, United States",Volunteer to help review investment of MDRT Foundation,Committee Chair,9/1/2023,4 hours per month,2 hours per month during trading hours,No Compensation Compensation,"I am a volunteer on various MDRT and MDRT Foundation committees. I am currently the chair of the MDRT Foundation Finance committee, which helps review the investments and make recommendations to the board of trustees. Other committees I volunteer on are to help develop content and programming to benefit our members. This is a volunteer position. Sometimes meals and airfare are covered for in-person meetings."
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Thomas Hoesly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
August 19, 2008 - Present
RESOURCE 1, INC.
Office #1: 999 Waterside Dr Suite 435, Norfolk, VA 23510RIA
CRD#: 115816
NORFOLK, VA
Current
August 28, 2009 - Present
CEROS FINANCIAL SERVICES, INC.
Office #1: 999 Waterside Drive, Suite 435, Norfolk, VA 23510BD
CRD#: 37869
Norfolk, VA
Past
March 6, 2007 - August 31, 2009
GUGGENHEIM DISTRIBUTORS, LLC
BD
CRD#: 40805
NORFOLK, VA
Past
June 30, 2006 - March 12, 2007
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
NORFOLK, VA
Past
March 29, 2006 - March 12, 2007
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NORFOLK, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
R1
RESOURCE 1, INC.
HOESLY, MICHELLE LOUISE | RESOURCE ONE | RESOURCE 1, INC. | MICHELLE L HOESLY DBA RESOURCE ONE
CRD#: 115816 / SEC#: 801-123616
RIA
Registered Investment Advisory firm - (3/10/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/28/2009)
RR
Florida(9/27/2013)
RR
Maryland(10/25/2017)
RR
Massachusetts(1/16/2019)
RR
North Carolina(8/28/2009)
RR
South Carolina(2/28/2020)
IAR
Texas(10/29/2018)
RR
Texas(11/21/2019)
IAR
Virginia(8/19/2008)
RR
Virginia(8/28/2009)
RR
West Virginia(10/13/2022)
RR
Wisconsin(8/28/2009)
IAR
Wisconsin(2/23/2015)
RR
Wyoming(10/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
R1
RESOURCE 1, INC.
HOESLY, MICHELLE LOUISE | RESOURCE ONE | RESOURCE 1, INC. | MICHELLE L HOESLY DBA RESOURCE ONE
CRD#: 115816 / SEC#: 801-123616
RIA
Registered Investment Advisory firm - (3/10/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
999 Waterside Dr Suite 435, Norfolk, VA 23510
Mailing Address
Phone number
(757) 616-0600
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 113 |
| AUM (Assets Under Management) | $ 120,275,304 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Texas | ERA - Withdrawn | 10/26/2018 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RESOURCE 1, INC.
CRD#: 115816Norfolk, VA 23510TRUST BUT VERIFY
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