JT
James V. Thompson
BULWARK CAPITAL
Sedona, AZ
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CRD#: 5087995
JT
Professional summary
James Victor Thompson JR., who also goes by James VIctor Thompson, is a registered financial advisor currently at BULWARK CAPITAL CORPORATION located in Sedona, Arizona.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. James has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James Victor Thompson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MEMBER OF VOLUNTARY ADVISORY BOARD FOR THE STATE OF CONNECTICUT; INVESTMENT RELATED, 10/2003, 1HR/QTR, REVIEW INVESTMENT HOLDINGS, PERFORMANCE AND STRATEGY OF FUNDS IN STATE-RUN INVESTMENT FUND AND PROVIDE FEEDBACK.
CRS (Client Relationship Summary) - RIA
Click below to view James Victor Thompson JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 9, 2006 - Present
BULWARK CAPITAL CORPORATION
RIA
CRD#: 139266
Sedona, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BULWARK CAPITAL CORPORATION
BULWARK CAPITAL CORPORATION
CRD#: 139266 / SEC#: 801-132859
RIA
Registered Investment Advisory firm - (5/27/2025 Approved)Arizona
Registered Investment Advisory firm - (6/23/2025 Terminated)Florida
Registered Investment Advisory firm - (6/23/2025 Terminated)Maine
Registered Investment Advisory firm - (7/28/2025 Terminated)South Carolina
Registered Investment Advisory firm - (6/23/2025 Terminated)Texas
Registered Investment Advisory firm - (6/23/2025 Terminated)Virginia
Registered Investment Advisory firm - (7/2/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(11/20/2017)
IAR
Florida(10/28/2022)
IAR
Maine(7/19/2022)
IAR
South Carolina(7/7/2023)
IAR
Texas(3/7/2006)
IAR
Virginia(2/13/2006)
Exams
Current Firm
BC
BULWARK CAPITAL CORPORATION
BULWARK CAPITAL CORPORATION
CRD#: 139266 / SEC#: 801-132859
RIA
Registered Investment Advisory firm - (5/27/2025 Approved)Arizona
Registered Investment Advisory firm - (6/23/2025 Terminated)Florida
Registered Investment Advisory firm - (6/23/2025 Terminated)Maine
Registered Investment Advisory firm - (7/28/2025 Terminated)South Carolina
Registered Investment Advisory firm - (6/23/2025 Terminated)Texas
Registered Investment Advisory firm - (6/23/2025 Terminated)Virginia
Registered Investment Advisory firm - (7/2/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Fernandina Beach, FL
Mailing Address
Phone number
(703) 740-6870
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 187 |
| AUM (Assets Under Management) | $ 117,073,364 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
