Arnold L. Landy

LANDY INVESTMENT MANAGEMENT LLC

Cranbury, NJ

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CRD#: 5087642

Professional summary

Arnold Louis Landy, who also goes by Arnold L. Landy, is a registered financial advisor currently at LANDY INVESTMENT MANAGEMENT LLC located in Cranbury, New Jersey.

Arnold is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Arnold has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Arnold L. Landy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PRESIDENT OF JERSEY JANITOR SUPPLY LLC, 230 MARKET STREET, NEWARK, NJ 07102, SINCE 1/1/1980. IT IS A WHOLESALE DISTRIBUTOR OF PAPER PRODUCTS AND CLEANING SUPPLIES. I DEVOTE APPROXIMATELY 130 HRS/MONTH TO MANAGING THIS NON INVESTMENT-RELATED BUSINESS, APPROX 90 OF WHICH ARE DURING SECURITIES TRADING HOURS. SUPERVISORY PERSONNEL RUN THE DAY - TO - DAY OPERATIONS, BOTH WHEN I AM THERE AND WHEN I AM NOT THERE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arnold Louis Landy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 8, 2006 - Present

LANDY INVESTMENT MANAGEMENT LLC

Office #2: 230 Market Street, Newark, NJ 07102

RIA

CRD#: 139271

Cranbury, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(2/8/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/11/2005

Uniform Investment Adviser Law Examination

Current Firm

LANDY INVESTMENT MANAGEMENT LLC

CRD#: 139271 / SEC#:

New Jersey

Registered Investment Advisory firm - (2/8/2006 Approved)

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Contact information

Main Address

Cranbury, NJ

Mailing Address

Phone number

(862) 755-9976

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 3,731,183

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Arnold L. Landy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arnold Louis Landy's CRS (Customer Relationship Summary).

Certified licenses

Experience

LANDY INVESTMENT MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/11/2005

Current Firm

LANDY INVESTMENT MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LANDY INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

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