Craig D. Sweeney

LBG ADVISOR

Fresno, CA 93711

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CRD#: 5087564

Professional summary

Craig Douglas Sweeney is a registered financial advisor currently at LBG ADVISOR located in Fresno, California.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Craig has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RESOURCE PLANNING MANAGEMENT AND INSURANCE SERVICES. NON SECURITY INVESTMENT RELATED. 2635 W. MODOC CT, VISALIA, CA 93291. ESTATE PLANNING AND NURSING HOME PLANNING, INSURANCE AND FIXED ANNUITY SALE, HEALTH AND LIFE SALES. 100% OWNER, CONSULTANT. STARTED 5/2001. 15-30 HRS/WK DURING TRADING HOURS, 5 HRS/WK AFTER TRADING HOURS. DUTIES: CONSULT PERSON(S) ON HOW TO APPLY FOR LONG TERM CARE PROGRAM WITH THE STATE OF CA, THROUGH EDUCATION, ASSET REPOSITIONING, TO QUALIFY SUCH PERSON(S) FOR THE PROGRAM. BUSINESS ALSO INCLUDES THE SELLING OF LIVING TRUSTS, HEALTH INSURANCE AND LIFE INSURANCE. SWEENEY DIVERSIFIED INC. NON SECURITY INVESTMENT RELATED. 2635 W MODOC CT, VISALIA CA 93291. MAILING 4125 W NOBLE AVE #316, VISALIA CA 93277. TAX PURPOSES. 100% OWNER, PRESIDENT- SUB CHAPTER S CORP FOR THE FEDERAL. STARTED 4/2008. 1 HRS/WK DURING TRADING HOURS, 1 HRS/WK AFTER TRADING HOURS. DUTIES: ADMINISTRATIVE ONLY - PAY BILLS, FILE RECORDS; GENERAL BOOKKEEPING FOR RECORDS UPKEEP.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Douglas Sweeney's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 26, 2018 - Present

LBG ADVISOR

Office #1: 8050 N Palm Ave, Ste 300, Fresno, CA 93711

RIA

CRD#: 164065

Fresno, CA

Past

January 30, 2013 - April 7, 2014

LIBERTY GROUP, LLC

CRD#: 106036

OAKLAND, CA

Past

November 26, 2007 - February 1, 2013

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

March 3, 2006 - July 14, 2006

STONEX SECURITIES INC.

CRD#: 18456

FRESNO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/26/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/5/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/24/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/2/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LBG ADVISOR

LBG ADVISOR | LIBERTY BENEFITS GROUP, LLC

CRD#: 164065 / SEC#:

California

Registered Investment Advisory firm - (5/30/2012 Approved)

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Contact information

Main Address

8050 N Palm Ave, Ste 300, Fresno, CA 93711

Mailing Address

Phone number

(800) 733-8089

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	49
AUM (Assets Under Management)	$ 13,103,264

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Craig D. Sweeney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Douglas Sweeney's CRS (Customer Relationship Summary).

Certified licenses

Experience

LBG ADVISOR

LIBERTY GROUP, LLC

QUEST CAPITAL STRATEGIES, INC.

STONEX SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/5/2018

Series 63

Date: 5/24/2006

Series 6

Date: 3/2/2006

Current Firm

LBG ADVISOR

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LBG ADVISOR

TRUST BUT VERIFY

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