Christopher J. Barkema
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Jon Barkema, who also goes by Cj Barkema, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2006. Christopher had worked at 6 firms and has passed the Series 63, Series 65, Series 66, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2021 - August 15, 2022
PERSONAL CAPITAL ADVISORS CORPORATION
April 10, 2018 - March 2, 2021
EMPOWER FINANCIAL SERVICES, INC.
March 27, 2018 - February 10, 2021
EMPOWER ADVISORY GROUP, LLC
July 11, 2017 - March 23, 2018
LPL FINANCIAL LLC
September 10, 2010 - December 13, 2016
FISHER INVESTMENTS
July 18, 2006 - July 5, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 26, 2006 - July 5, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PERSONAL CAPITAL ADVISORS CORPORATION
CRD#: 155172 / SEC#: 801-72613
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 104,861 |
| AUM (Assets Under Management) | $ 23,087,723,467 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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