Keita I. Lewis
Professional summary
Keita Immamu Lewis, who also goes by Keita I Lewis, Keita Lewis, is a registered financial professional currently at TRADESTATION SECURITIES, INC. located in Plantation, Florida.
Keita is registered as a RR (Registered Representative) and started their career in finance in 2008. Keita has worked at 8 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 57TO, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Keita Immamu Lewis's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 2, 2023 - Present
TRADESTATION SECURITIES, INC.
Office #1: 8050 Sw 10th Street Suite 2000, Plantation, FL 33324August 1, 2022 - May 31, 2023
ELECTRONIC TRANSACTION CLEARING, INC.
August 1, 2022 - May 31, 2023
APEX CLEARING CORPORATION
March 29, 2021 - July 20, 2022
STOCKPILE INVESTMENTS, INC.
March 8, 2014 - March 12, 2021
ALLY INVEST SECURITIES LLC
March 26, 2013 - April 25, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 14, 2011 - April 25, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 26, 2010 - May 28, 2010
CHARLES MORGAN SECURITIES, INC.
June 20, 2008 - August 1, 2008
NATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/2/2023)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 8/20/2021
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TRADESTATION SECURITIES, INC.
CRD#: 39473 / SEC#: , 8-48711
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADESTATION GROUP, INC. | OWNER - PARENT CORPORATION | |
| BOLEK, JOHN MITCHELL | PRINCIPAL OPERATIONS OFFICER | 2363046 |
| KOROTKIY, PETER | PRESIDENT & CHIEF OPERATING OFFICER | 2706102 |
| MORMILE-WOLPER, MYRA CHRISTINE | GENERAL COUNSEL AND ASSISTANT SECRETARY | 6753154 |
| ROJEK, JAMES H | CHIEF FINANCIAL OFFICER & PRINCIPAL FINANCIAL OFFICER | 3096214 |
| WALTON, HERBERT | CHIEF COMPLIANCE OFFICER | 4030847 |
Disclosures
| Regulatory Event | 28 |
| Arbitration | 4 |
Red Flags
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Company Information
TRADESTATION SECURITIES, INC.
CRD#: 39473Plantation, FL 33324TRUST BUT VERIFY
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