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FIRM PROFILE
Overview
TRADESTATION SECURITIES, INC. is located at 8050 Sw 10th Street Suite 2000, Plantation, FL 33324 and was first established at Florida, Florida in 09/07/1995. After operating for 30 years, TRADESTATION SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TRADESTATION SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. TRADESTATION SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TRADESTATION SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 32 disclosures, 28 being regulatory events, 0 being client events, and 4 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TRADESTATION SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TRADESTATION SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for TRADESTATION SECURITIES, INC. Comes From
Understanding the Statistics for TRADESTATION SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
8050 Sw 10th Street Suite 2000, Plantation, FL 33324
8050 Sw 10th Street Suite 2000, Plantation, FL 33324
Small
(954) 652-7900
Florida since 09/07/1995
Corporation
March
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| TRADESTATION GROUP, INC. | OWNER - PARENT CORPORATION | ||
| BOLEK, JOHN MITCHELL | PRINCIPAL OPERATIONS OFFICER | 2363046 | |
| KOROTKIY, PETER | PRESIDENT & CHIEF OPERATING OFFICER | 2706102 | |
| MORMILE-WOLPER, MYRA CHRISTINE | GENERAL COUNSEL AND ASSISTANT SECRETARY | 6753154 | |
| ROJEK, JAMES H | CHIEF FINANCIAL OFFICER & PRINCIPAL FINANCIAL OFFICER | 3096214 | |
| WALTON, HERBERT | CHIEF COMPLIANCE OFFICER | 4030847 |
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Advisor's working at TRADESTATION SECURITIES, INC.
Albert Joseph Hering JR
Brian Francis Gleason
Gregory Alvin Russell
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