RG
Robert J. Giordano
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
PARSIPPANY, NJ 07054
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CRD#: 5086067
RG
Professional summary
Robert James Giordano, CFP®, who also goes by Rob Giordano, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Parsippany, New Jersey and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Parsippany, New Jersey.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Robert has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rob Giordano
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)GIORDANO CUMMINGS FINANCIAL LLC, 601 JEFFERSON RD STE 207, PARSIPPANY, NJ, 2/2006 AS PART-OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 4/WK - 1/TRADING. 2)AUTHOR, MYSTERY WRITER SINCE 1/1/04 NON-INVESTMENT RELATED, 2 HOURS WEEKLEY NONE DURING TRADING HOURS. 3)GIORDANO CUMMINGS FINANCIAL, LLC. 601 JEFFERSN RD, STE 207 PARSIPPANY, NJ 07054. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 08/01/2011. NONE INVESTMENT RELATED. DEVOTES 2 HOURS/WK. NONE DURING TRADING. 4)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5)HANSON MCCLAIN RETIREMENT NETWORK 3620 FAIR OAKSS BLVD, STE 300 SACRAMENTO, CA 95864. BEGAN 3/1/2009 AS FINANCIAL ADVISOR WORKING WITH HANSON MCCLAIN TO MARKET COMPANIES THEY HAVE A RELATIONSHIP WITH SUCH AS VERISON ADN PSEG. WILL BE ASSISTING EMPLOYEES OF THESE COMPANIES WITH INVESTMENT SERVICES. INVESTMENT RELATED. DEVOTES 30 HRS/WK. 20 HOURS DURING TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Robert James Giordano's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
August 1, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 601 Jefferson Rd Ste 101, Parsippany, NJ 07054Office #2: 299 Ward St., East Windsor, NJ 08520RIA
CRD#: 134139
PARSIPPANY, NJ
Current
August 1, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 601 Jefferson Rd Ste 101, Parsippany, NJ 07054Office #2: 299 Ward St., East Windsor, NJ 08520BD
CRD#: 39543
Parsippany, NJ
Past
October 19, 2006 - August 2, 2011
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
FAIRFIELD, NJ
Past
June 26, 2006 - August 2, 2011
SECURITIES AMERICA, INC.
BD
CRD#: 10205
FAIRFIELD, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/11/2022)
RR
California(5/4/2015)
RR
Colorado(4/9/2013)
RR
Delaware(11/8/2018)
RR
Florida(7/26/2013)
RR
Georgia(2/6/2020)
RR
Maryland(3/5/2014)
RR
Massachusetts(1/2/2020)
RR
Missouri(1/2/2019)
RR
Montana(10/1/2021)
RR
New Jersey(8/1/2011)
IAR
New Jersey(8/1/2011)
RR
New York(8/1/2011)
RR
North Carolina(8/8/2011)
RR
Pennsylvania(8/1/2011)
RR
Puerto Rico(1/2/2019)
RR
South Carolina(1/21/2016)
RR
Tennessee(6/6/2025)
RR
Texas(4/7/2016)
IAR
Texas(4/18/2016)
RR
Virginia(8/1/2011)
RR
Washington(11/23/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
