Julie A. Parker

TREASURY BROKERAGE

Menlo Park, CA 94025

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CRD#: 5084720

Professional summary

Julie Ann Parker, who also goes by Julie Ann Seldin, is a registered financial professional currently at TREASURY BROKERAGE located in Menlo Park, California.

Julie is registered as a RR (Registered Representative) and started their career in finance in 2006. Julie has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Julie Ann Seldin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Julie Ann Parker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2024 - Present

TREASURY BROKERAGE

Office #1: 648 Menlo Avenue Suite 2, Menlo Park, CA 94025

CRD#: 140855

Menlo Park, CA

Past

January 26, 2015 - January 31, 2024

ALLSPRING FUNDS DISTRIBUTOR, LLC

CRD#: 133366

SAN FRANCISCO, CA

Past

January 16, 2013 - December 15, 2014

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

SAN FRANCISCO, CA

Past

July 19, 2007 - January 24, 2013

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NEW YORK, NY

Past

May 8, 2006 - May 1, 2007

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

WOODLAND HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/30/2024)

California
(6/30/2024)

Colorado
(6/30/2024)

Connecticut
(10/17/2024)

Delaware
(10/24/2024)

District of Columbia
(8/13/2024)

Florida
(10/11/2024)

Georgia
(10/11/2024)

Maryland
(9/10/2024)

Massachusetts
(10/10/2024)

New Hampshire
(1/3/2025)

New Mexico
(11/15/2024)

New York
(10/6/2024)

North Carolina
(10/11/2024)

Pennsylvania
(10/16/2024)

Texas
(10/6/2024)

Vermont
(1/2/2025)

Virginia
(10/6/2024)

Washington
(6/30/2024)

Wyoming
(10/14/2024)

Exams

State Security Law Exam

Series 63

Date: 6/28/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/6/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/5/2006

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TREASURY BROKERAGE

TREASURY BROKERAGE | TREASURY CURVE, LLC

CRD#: 140855 / SEC#: , 8-67345

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

648 Menlo Avenue Suite 2, Menlo Park, CA 94025

Mailing Address

648 Menlo Avenue Suite 2, Menlo Park, CA 94025

Phone number

(877) 982-8783

Established

California since 04/01/2006

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TREASURY HOLDINGS LLC	PARENT COMPANY
CHAZEN, ARON L	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	2211603
CHAZEN, ARON L	COMPLIANCE OFFICER	2211603
KAMINSKI, CHRISTOPHER JOHN	MANAGING MEMBER	2585962
MOYE, CELESTE WILLAT	PRINCIPAL FINANCIAL OFFICER & PRINCIPAL OPERATIONS OFFICER	6566618
MOYE, CELESTE WILLAT	FINANCIAL OPERATIONS PRINCIPAL	6566618

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Julie A. Parker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Julie Ann Parker's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSPRING FUNDS DISTRIBUTOR, LLC

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

ALLIANCEBERNSTEIN INVESTMENTS, INC.

COREBRIDGE CAPITAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/28/2006

SIE

Date: 10/1/2018

Series 7

Date: 11/6/2011

Series 6

Date: 5/5/2006

FINRA

Current Firm

TREASURY BROKERAGE

Contact information

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TREASURY BROKERAGE

TRUST BUT VERIFY

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