Christopher J. Casner
Professional summary
Christopher James Casner, who also goes by Chris Casner, Christopher James Casner, Christopher Casner, Christopher J Casner, is a registered financial advisor currently at T. ROWE PRICE ASSOCIATES, INC. located in Salt Lake City, Utah and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Christopher has worked at 11 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher James Casner's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 14, 2023 - Present
T. ROWE PRICE ASSOCIATES, INC.
November 6, 2023 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231December 4, 2017 - December 31, 2020
SFG WEALTH MANAGEMENT
December 4, 2017 - December 31, 2020
LPL FINANCIAL LLC
September 28, 2016 - December 1, 2017
M. S. HOWELLS & CO.
September 2, 2016 - December 4, 2017
JEMMA FINANCIAL SERVICES
April 25, 2016 - September 14, 2016
REALTA INVESTMENT ADVISORS, INC
April 25, 2016 - September 29, 2016
REALTA EQUITIES, INC.
February 12, 2015 - January 14, 2016
OSAIC SERVICES, INC.
February 4, 2015 - January 14, 2016
OSAIC SERVICES, INC.
January 27, 2010 - January 20, 2015
MSI FINANCIAL SERVICES, INC.
January 13, 2010 - January 20, 2015
MSI FINANCIAL SERVICES, INC.
August 28, 2006 - January 6, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
July 26, 2006 - January 6, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/13/2023)
(12/13/2023)
(12/20/2023)
(12/19/2023)
(12/14/2023)
(11/6/2023)
(12/14/2023)
(12/14/2023)
(12/21/2023)
(1/2/2024)
(12/14/2023)
(12/14/2023)
(12/14/2023)
(12/13/2023)
(12/18/2023)
(12/15/2023)
(12/18/2023)
(12/14/2023)
(12/13/2023)
(12/22/2023)
(12/13/2023)
(12/15/2023)
(12/13/2023)
(12/15/2023)
(12/13/2023)
(12/15/2023)
(12/13/2023)
(12/14/2023)
(12/13/2023)
(12/15/2023)
(12/18/2023)
(12/20/2023)
(12/14/2023)
(12/14/2023)
(12/15/2023)
(12/18/2023)
(12/14/2023)
(12/14/2023)
(12/13/2023)
(12/14/2023)
(1/9/2024)
(12/15/2023)
(12/20/2023)
(12/13/2023)
(12/14/2023)
(12/14/2023)
(12/14/2023)
(8/26/2025)
(12/14/2023)
(12/18/2023)
(12/14/2023)
(12/13/2023)
(12/20/2023)
(12/13/2023)
(12/14/2023)
Exams
Series 7TO
Date: 10/10/2023
General Securities Representative ExaminationFINRA
Current Firm
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,924 |
| AUM (Assets Under Management) | $ 1,934,233,243,730 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
