CF
Cara A. Flynt
RED MOUNTAIN FINANCIAL PARTNERS
Durango, CO 81301
Some features on this profile are disabled
CRD#: 5084023
CF
Professional summary
Cara Anne Flynt, who also goes by Cara Anne Tankersley, is a registered financial advisor currently at RED MOUNTAIN FINANCIAL PARTNERS located in Durango, Colorado and LPL FINANCIAL LLC located in Durango, Colorado.
Cara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Cara has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cara Anne Tankersley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Outside of Red Mountain Financial Partners: LPL Financial; Investment-Related; Durango CO; Broker-Dealer; Registered Representative; 01/2019; 60 hours Per month; 60 hours per month during trading hours; Securities Representative. Oustide of LPL Financial: 1. 3/20/2019 - Red Mountain Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2019 - Time Spent 100%. 2. 4/4/2019 - Red Mountain Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 04/24/2015 - 100 Hours Per Month During Securities Trading - I provide investment advisory services through Red Mountain Financial Partners, an independent investment advisor firm. I started this business activity in 04/2015. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/05/2021 - Houndstooth LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 10/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Purchasing a cabin inside an LLC. 4. 11/10/2021 - Cara Flynt LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2019 - 1 Hour Per Month/0 Hours During Securities Trading - Brokerage commissions.
CRS (Client Relationship Summary) - RIA
Click below to view Cara Anne Flynt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 7, 2019 - Present
RED MOUNTAIN FINANCIAL PARTNERS
Office #1: 555 Rivergate Lane - Suite B1-107, Durango, CO 81301RIA
CRD#: 174672
Durango, CO
Current
June 12, 2007 - Present
LPL FINANCIAL LLC
Office #1: 555 Rivergate Lane Ste B1-107, Durango, CO 81301RIA
BD
CRD#: 6413
Durango, CO
Past
July 29, 2009 - July 3, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RM
RED MOUNTAIN FINANCIAL PARTNERS
RED MOUNTAIN FINANCIAL PARTNERS | RED MOUNTAIN FINANCIAL PARTNERS, LLC
CRD#: 174672 / SEC#: 801-123154
RIA
Registered Investment Advisory firm - (2/9/2022 Approved)Colorado
Registered Investment Advisory firm - (2/25/2022 Terminated)Ohio
Registered Investment Advisory firm - (10/4/2021 Terminated)Texas
Registered Investment Advisory firm - (2/15/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/2/2019)
IAR
Arizona(4/1/2022)
RR
California(1/6/2011)
IAR
California(3/22/2022)
RR
Colorado(6/12/2007)
IAR
Colorado(3/7/2019)
RR
Illinois(1/2/2019)
RR
Indiana(1/2/2019)
RR
Montana(1/2/2019)
IAR
Montana(2/27/2025)
RR
Nebraska(1/14/2021)
RR
Nevada(1/2/2019)
RR
New Mexico(1/2/2019)
IAR
New Mexico(3/23/2022)
RR
Texas(1/4/2019)
IAR
Texas(1/21/2021)
RR
Utah(1/2/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RM
RED MOUNTAIN FINANCIAL PARTNERS
RED MOUNTAIN FINANCIAL PARTNERS | RED MOUNTAIN FINANCIAL PARTNERS, LLC
CRD#: 174672 / SEC#: 801-123154
RIA
Registered Investment Advisory firm - (2/9/2022 Approved)Colorado
Registered Investment Advisory firm - (2/25/2022 Terminated)Ohio
Registered Investment Advisory firm - (10/4/2021 Terminated)Texas
Registered Investment Advisory firm - (2/15/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
555 Rivergate Lane - Suite B1-107, Durango, CO 81301
Mailing Address
Phone number
(970) 259-1313
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 760 |
| AUM (Assets Under Management) | $ 196,910,579 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
