Cara A. Flynt

RED MOUNTAIN FINANCIAL PARTNERS

Durango, CO 81301

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CRD#: 5084023

Professional summary

Cara Anne Flynt, who also goes by Cara Anne Tankersley, is a registered financial advisor currently at RED MOUNTAIN FINANCIAL PARTNERS located in Durango, Colorado and LPL FINANCIAL LLC located in Durango, Colorado.

Cara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Cara has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cara Anne Tankersley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cara Anne Flynt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 7, 2019 - Present

RED MOUNTAIN FINANCIAL PARTNERS

Office #1: 555 Rivergate Lane - Suite B1-107, Durango, CO 81301

RIA

CRD#: 174672

Durango, CO

Current

June 12, 2007 - Present

LPL FINANCIAL LLC

Office #1: 555 Rivergate Lane Ste B1-107, Durango, CO 81301

RIA

CRD#: 6413

Durango, CO

Past

July 29, 2009 - July 3, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RED MOUNTAIN FINANCIAL PARTNERS

RED MOUNTAIN FINANCIAL PARTNERS | RED MOUNTAIN FINANCIAL PARTNERS, LLC

CRD#: 174672 / SEC#: 801-123154

RIA

Registered Investment Advisory firm - (2/9/2022 Approved)

Colorado

Registered Investment Advisory firm - (2/25/2022 Terminated)

Ohio

Registered Investment Advisory firm - (10/4/2021 Terminated)

Texas

Registered Investment Advisory firm - (2/15/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/2/2019)

IAR

Arizona
(4/1/2022)

California
(1/6/2011)

IAR

California
(3/22/2022)

Colorado
(6/12/2007)

IAR

Colorado
(3/7/2019)

Illinois
(1/2/2019)

Indiana
(1/2/2019)

Montana
(1/2/2019)

IAR

Montana
(2/27/2025)

New Mexico
(1/2/2019)

IAR

New Mexico
(3/23/2022)

Texas
(1/4/2019)

IAR

Texas
(1/21/2021)

Utah
(1/2/2019)

Washington
(1/9/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/28/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/2/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/11/2007

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

RED MOUNTAIN FINANCIAL PARTNERS

RED MOUNTAIN FINANCIAL PARTNERS | RED MOUNTAIN FINANCIAL PARTNERS, LLC

CRD#: 174672 / SEC#: 801-123154

RIA

Registered Investment Advisory firm - (2/9/2022 Approved)

Colorado

Registered Investment Advisory firm - (2/25/2022 Terminated)

Ohio

Registered Investment Advisory firm - (10/4/2021 Terminated)

Texas

Registered Investment Advisory firm - (2/15/2022 Terminated)

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Contact information

Main Address

555 Rivergate Lane - Suite B1-107, Durango, CO 81301

Mailing Address

Phone number

(970) 259-1313

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A - FIRM DISCLOSURE BROCHURE (2/26/2025)

Regulatory assets under management

Total Number of Accounts	760
AUM (Assets Under Management)	$ 196,910,579

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cara A. Flynt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cara Anne Flynt's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

RED MOUNTAIN FINANCIAL PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 7/28/2009

SIE

Date: 10/1/2018

Series 7

Date: 9/2/2008

Series 6

Date: 6/11/2007

FINRA

Current Firm

RED MOUNTAIN FINANCIAL PARTNERS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RED MOUNTAIN FINANCIAL PARTNERS

TRUST BUT VERIFY

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