Sean W. Lenz
Professional summary
Sean William Lenz is a registered financial professional currently at STONEHAVEN, LLC located in New York, New York.
Sean is registered as a RR (Registered Representative) and started their career in finance in 2006. Sean has worked at 9 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sean William Lenz's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 14, 2022 - Present
STONEHAVEN, LLC
Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020November 15, 2021 - January 31, 2022
GROWTH CAPITAL SERVICES, INC.
August 8, 2018 - April 1, 2020
GROWTH CAPITAL SERVICES, INC.
August 17, 2016 - July 6, 2018
SUTTER SECURITIES INCORPORATED
May 13, 2015 - September 6, 2016
MERRIMAN CAPITAL, INC.
February 23, 2015 - May 11, 2015
GORDIAN INVESTMENTS, LLC
May 28, 2014 - July 16, 2014
SALEM PARTNERS LLC
August 4, 2011 - May 5, 2014
CANTOR FITZGERALD & CO.
October 28, 2010 - February 22, 2011
EMERSON EQUITY LLC
December 7, 2006 - February 11, 2009
BMO CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/14/2022)
Exams
FINRA
Current Firm
STONEHAVEN, LLC
CRD#: 118913 / SEC#: , 8-53699
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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