James D. Vinci
Professional summary
James David Vinci is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Chicago, Illinois.
James is registered as a RR (Registered Representative) and started their career in finance in 2006. James has worked at 2 firms and has passed the Series 66, Series 57TO, SIE, Series 7, Series 55 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James David Vinci's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 15, 2011 - Present
GREAT POINT CAPITAL LLC
Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606October 24, 2011 - November 11, 2011
EDWARD JONES
August 15, 2011 - November 11, 2011
EDWARD JONES
February 8, 2006 - July 15, 2011
GREAT POINT CAPITAL LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/7/2006
Limited Representative-Equity Trader ExamSeries 62
Date: 2/7/2006
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
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