BC

Brett W. Cook

BLUE OWL SECURITIES
New York, NY 10152
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CRD#: 5083341
BC

Professional summary


Brett Wilson Cook is a registered financial professional currently at BLUE OWL SECURITIES located in New York, New York.

Brett is registered as a RR (Registered Representative) and started their career in finance in 2006. Brett has worked at 8 firms and has passed the SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Brett Wilson Cook's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 10, 2026 - Present

BLUE OWL SECURITIES

Office #1: 375 Park Avenue, New York, NY 10152
BD
CRD#: 283250
New York, NY
Past

March 16, 2022 - October 2, 2024

BLUE OWL SECURITIES

BD
CRD#: 283250
New York, NY
Past

November 5, 2021 - March 10, 2022

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
CHICAGO, IL
Past

October 15, 2019 - March 10, 2022

NUVEEN SECURITIES, LLC

BD
CRD#: 469
CHICAGO, IL
Past

January 15, 2019 - October 2, 2019

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

July 29, 2014 - November 27, 2018

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

BD
CRD#: 102920
NEW YORK, NY
Past

November 6, 2013 - November 27, 2018

JPMORGAN DISTRIBUTION SERVICES, INC.

BD
CRD#: 104234
NEW YORK, NY
Past

February 28, 2006 - August 16, 2013

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
ENFIELD, CT
Past

February 28, 2006 - August 16, 2013

MML DISTRIBUTORS, LLC

BD
CRD#: 38030
ENFIELD, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/11/2007
General Securities Principal Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


BO
BLUE OWL SECURITIES
BLUE OWL SECURITIES | OWL ROCK SECURITIES | OWL ROCK CAPITAL SECURITIES LLC | BLUE OWL SECURITIES LLC

CRD#: 283250 / SEC#: , 8-69744

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
375 Park Avenue, New York, NY 10152
Mailing Address
375 Park Avenue 4th Floor, New York, NY 10152
Phone number
(212) 419-3000
Established
Delaware since 12/17/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
BLUE OWL CAPITAL GROUP LLCSOLE MEMBER
AMATO, KERRI ANNCHIEF COMPLIANCE OFFICER4710835
CONNOR, SEAN RICHARDPRESIDENT AND CHIEF EXECUTIVE OFFICER6019182
PAGNOTTA, ANTONIO FRANCESCOFINOP5037398

Red Flags


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Company Information


BLUE OWL SECURITIES

CRD#: 283250New York, NY 10152

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