Brett W. Cook
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brett Wilson Cook was a registered financial professional .
Brett is a previously registered financial professional and started their career in finance in 2006. Brett had worked at 8 firms and has passed the SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2022 - October 2, 2024
BLUE OWL SECURITIES
November 5, 2021 - March 10, 2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 15, 2019 - March 10, 2022
NUVEEN SECURITIES, LLC
January 15, 2019 - October 2, 2019
J.P. MORGAN SECURITIES LLC
July 29, 2014 - November 27, 2018
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
November 6, 2013 - November 27, 2018
JPMORGAN DISTRIBUTION SERVICES, INC.
February 28, 2006 - August 16, 2013
MML INVESTORS SERVICES, LLC
February 28, 2006 - August 16, 2013
MML DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
BLUE OWL SECURITIES
CRD#: 283250 / SEC#: , 8-69744
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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