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JM

Jeferson M. Moreira

BANCO DO BRASIL SECURITIES LLC
Miami, FL
Some features on this profile are disabled
CRD#: 5083219
JM

Professional summary

Jeferson Munhoz Moreira, who also goes by Jeferson M Moreira, Jeferson Moreira, is a registered financial professional currently at BANCO DO BRASIL SECURITIES LLC located in Miami, Florida.

Jeferson is registered as a RR (Registered Representative) and started their career in finance in 2006. Jeferson has worked at 5 firms and has passed the Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 24, Series 9 and Series 10 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jeferson M Moreira | Jeferson Moreira

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeferson Munhoz Moreira's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 7, 2021 - Present

BANCO DO BRASIL SECURITIES LLC

Office #2: 2 South Biscayne Blvd. Suite #3150, Miami, FL 33131Office #3: 2 South Biscayne Blvd. Suite #3150, Miami, FL 33131
RIA
BD
CRD#: 132701
Miami, FL
Past

May 29, 2015 - November 29, 2021

BULLTICK, LLC

BD
CRD#: 104005
MIAMI, FL
Past

September 3, 2014 - June 4, 2015

ANDBANC BROKERAGE, LLC

BD
CRD#: 155979
MIAMI, FL
Past

April 30, 2013 - August 1, 2014

TOV CAPITAL MARKETS, INC.

BD
CRD#: 158569
MIAMI, FL
Past

July 7, 2006 - June 12, 2013

BANIF SECURITIES INC

BD
CRD#: 38913
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(4/22/2022)

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/22/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/17/2007
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 9
Date: 7/23/2007
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 6/19/2007
General Securities Sales Supervisor - General Module Examination
SRO Registrations
RR
FINRA

Current Firm

BD
BANCO DO BRASIL SECURITIES LLC
BANCO DO BRASIL SECURITIES LLC

CRD#: 132701 / SEC#: , 8-66625

Florida
Registered Investment Advisory firm - SEC (9/6/2022 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
2 South Biscayne Blvd. Suite #3150, Miami, FL 33131
Mailing Address
2 South Biscayne Blvd. Suite #3150, Miami, FL 33131
Phone number
(407) 608-1780
Established
New York since 07/12/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
10

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BANCO DO BRASIL S.A.SOLE MEMBER
ABREU, JULIANO MARCATTO DEMEMBER OF THE BOARD OF DIRECTORS7971425
FRANCA, MELISSA BUENOCHIEF COMPLIANCE OFFICER & AMLCO5185735
FRUET JUNIOR, JOAO FRANCISCOMEMBER OF THE BOARD OF DIRECTORS6759546
INCERROMEO, MARIA ESTIBALIZCHIEF INVESTMENT OFFICER5885341
MOREIRA, JEFERSON MUNHOZCHIEF BUSINESS OFFICER / BOM5083219
PORTNOFF, DAVID ROSSFINOP/CFO2977967
RIOS NOGALES GARCES, FABIO LUISPRINCIPAL OPERATIONS OFFICER5788772
ROSSI, GUILHERME ALEXANDREMEMBER OF THE BOARD OF DIRECTORS7824752
SILVA ROSOSTOLATO, DIOGOCHIEF EXECUTIVE OFFICER7629292
0

Disclosures

Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BANCO DO BRASIL SECURITIES LLC

CRD#: 132701Miami, FL

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