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Michael Jonathan Romer

CFP®
TSA MANAGEMENT
Glen Head, NY
·CRD# 5082414·20 years experience

Professional Summary

Michael Jonathan Romer, CFP®, who also goes by Michael J Romer, is a registered financial advisor currently at TSA MANAGEMENT INC located in Glen Head, New York and HALLIDAY FINANCIAL, LLC located in Glen Head, New York. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Michael has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael J Romer

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner

Years of Experience

20 years in the financial services industry

Current & Past Employments

TSA MANAGEMENT INC·CRD# 106440
RIA
725 Glen Cove Avenue, Glen Head, NY 11545
April 6, 2021 - Present
HALLIDAY FINANCIAL, LLC·CRD# 31741
BD
725 Glen Cove Avenue, Glen Head, NY 11545
November 12, 2020 - Present
MORGAN STANLEY·CRD# 149777
BD
Melville, NY
April 5, 2012 - November 25, 2020
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Melville, NY
May 25, 2006 - April 13, 2012

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Current Firm

TM
TSA MANAGEMENT INC

TSA MANAGEMENT INC | TSA PORTFOLIO MANAGEMENT, INC. FKA TSA MANAGEMENT INC.

CRD#: 106440 / SEC#: 801-41423
RIA
Registered Investment Advisory firm - SEC (5/7/1992 Approved)

Contact Information

Main Address

725 Glen Cove Ave, Glen Head, NY 11545

Phone Number

(516) 676-3332

# of Employees

32

SEC notice filing (24 States and Territories)

Registered to provide investment advisory services in 24 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TSA PORTFOLIO MANGEMENT FORM ADV PART 2A 3-31-26 (3/24/2026)

Regulatory Assets Under Management

Total Number of Accounts

4,295

AUM (Assets Under Management)

$1,479,139,204

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/27/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SUSAN MILLER LLC-NUTRITION COUNSELING; NON INVESTMENT RELATED; FORT SALONGA, NY; 0 HOURS WIFE'S BUSINESS, NO DUTIES; 04/2014 2.Sumrick Builders; Investment related: No; Residential construction and repairs; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); Dec 2017; During business hours: 0; After business hours: 8; Quickbooks data entry for invoicing, purchase orders and accounts payable. 3. Romer Consulting LLC; Investment related Yes; Private Company; May 2018; During business hours: 0; After business hours: 8; The actual Quickbooks data entry. *386488 - Mercer & Broome LLC; Investment related; New York, NY; Investment/Finance/Banking; Partner (proprietor, partner, officer, director, employee, trustee, agent);Dec 2019; During business hours: 0; After business hours: 0. Catskill Greene Holdings LLC 5098 NY-23, Windham, NY 12496. Catskill Greene rents and will operate a hotel/restaurant called Union & Post it leases from Windham 95. I will reconcile Quickbooks accounting software with the bank. It is not investment related and I will spend 2 hours a month and will receiove $9k annually from this with a flat fee of $750 per month. It is a Corporation with William Hodge 38% $200K, Michael Romer 10% $67K Michael Pistone 20% $130K Jonathan Beihling 32% $0. Windham 95 LLC 5098 Route 23, Windham, NY 12496 Windham 95 LLC owns a hotel & restaurant venue in Windham, NY and leases it to an operating Company called Catskill Greene LLC. i am a part owner. It is not investment related and i will work 1 hour per month and make zero dollars and the lease payment pays the mortgage down and grows equity. It is a Corporation and William Hodge 95% $555k Michael Romer 5% $0. Sik Shot Ltd 34 2nd Street, Ronkonkoma NY 11797. Not investment related. The company sells lacrosse goals and nets. spend 1 hour per month and zero compensation, zero trading hours spent on this and zero annual income. It is a corporation with Michael Romer 24%, William Hodge 24%, Rob Rimmer 42% & Kevin Rimmer 10%. None of them are related to Halliday Financial, LLC Gold Star Laces 369 Ponfield Place, Ridgewood, NJ 07450. Mike is an investor in this company that that designs and imports training shoelaces for children and special needs childres. It is not investment related. He has no custody or control over funds and zero hours will be spent on this OBA. Their is no income from this hopefully through dividends in a few years but no compensation as of 2022. The partners are Renee Shafran, 52%, Michael Romer, 19%, William Hodge 19% & Jessie Wroblewski 10%.None of these people are affiliated with Halliday Financial, LLC.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TM
TSA MANAGEMENT INC

TSA MANAGEMENT INC | TSA PORTFOLIO MANAGEMENT, INC. FKA TSA MANAGEMENT INC.

CRD#: 106440 / SEC#: 801-41423
RIA
Registered Investment Advisory firm - SEC (5/7/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(11/12/2020)
RR
Connecticut
(11/12/2020)
RR
Florida
(11/12/2020)
RR
Massachusetts
(11/12/2020)
RR
New Jersey
(11/12/2020)
RR
New York
(11/12/2020)
IAR
New York
(4/6/2021)
RR
North Carolina
(11/12/2020)
RR
Washington
(10/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2006About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Jun 2009About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed May 2006About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Michael Jonathan Romer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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