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EM

Edward D. Marincsin

SANTANDER US CAPITAL MARKETS LLC
Chicago, IL 60661
Some features on this profile are disabled
CRD#: 5082154
EM

Professional summary

Edward D Marincsin is a registered financial professional currently at SANTANDER US CAPITAL MARKETS LLC located in Chicago, Illinois.

Edward is registered as a RR (Registered Representative) and started their career in finance in 2006. Edward has worked at 4 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edward D Marincsin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 10, 2019 - Present

SANTANDER US CAPITAL MARKETS LLC

Office #1: 500 West Madison, Suite 3140, Chicago, IL 60661
BD
CRD#: 150696
Chicago, IL
Past

April 5, 2018 - May 16, 2019

BGC FINANCIAL, L.P.

BD
CRD#: 19801
CHICAGO, IL
Past

December 5, 2016 - May 16, 2019

CANTOR FITZGERALD & CO.

BD
CRD#: 134
CHICAGO, IL
Past

February 24, 2006 - November 9, 2016

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(9/23/2022)
RR
Georgia
(6/11/2019)
RR
Illinois
(6/10/2019)
RR
Kentucky
(6/11/2019)
RR
Maryland
(4/15/2021)
RR
Minnesota
(6/11/2019)
RR
Missouri
(6/20/2019)
RR
New York
(6/20/2019)
RR
Ohio
(6/11/2019)
RR
Puerto Rico
(11/8/2019)
RR
Texas
(4/20/2022)
RR
Utah
(6/11/2019)
RR
Wisconsin
(6/11/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 1/27/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 2/16/2006
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 2/9/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

SU
SANTANDER US CAPITAL MARKETS LLC
AMHERST PIERPONT | SANTANDER US CAPITAL MARKETS LLC | SANTANDER INVESTMENT SECURITIES | PIERPONT SECURITIES LLC | PIERPONT SECURITIES INC. | PIERPONT SECURITIES | AMHERST SECURITIES | AMHERST PIERPONT SECURITIES LLC

CRD#: 150696 / SEC#: , 8-68282

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
437 Madison Avenue 6th - 8th Floor, New York, NY 10022
Mailing Address
437 Madison Avenue 6th Floor, New York, NY 10022
Phone number
(212) 872-0100
Established
Delaware since 01/14/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SANTANDER CAPITAL HOLDINGS LLCSOLE MEMBER
LANE, JASON DEARMONDCHIEF COMPLIANCE OFFICER2671708
PACHECO, MERCEDES MARIACHIEF LEGAL OFFICER2909083
PRIETO-MORENO, GERARDOPRINCIPAL OPERATIONS OFFICER7295411
SANTANGELO, MICHAEL JOHNCFO4705334
VITALE, PAUL NFINOP, PRINCIPAL FINANCIAL OFFICER5909566
WALSH, JOSEPH NORTON IIICEO2804671

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SANTANDER US CAPITAL MARKETS LLC

CRD#: 150696Chicago, IL 60661

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