Zachrey K. Spence
Professional summary
Zachrey Kyle Spence, who also goes by Zach Spence, is a registered financial professional currently at GAR WOOD SECURITIES, LLC located in Austin, Texas.
Zachrey is registered as a RR (Registered Representative) and started their career in finance in 2006. Zachrey has worked at 5 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Zachrey Kyle Spence's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 22, 2022 - Present
GAR WOOD SECURITIES, LLC
August 3, 2011 - March 22, 2016
TRANSCEND CAPITAL
February 29, 2008 - August 8, 2011
CHARLES SCHWAB & CO., INC.
July 17, 2007 - October 9, 2007
FIS BROKERAGE & SECURITIES SERVICES LLC
March 27, 2006 - July 11, 2007
KERSHNER TRADING GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/12/2023)
Exams
Series 57TO
Date: 11/21/2022
Securities Trader ExamSeries 7TO
Date: 8/22/2022
General Securities Representative ExaminationSeries 55
Date: 5/2/2006
Limited Representative-Equity Trader ExamFINRA
Current Firm
GAR WOOD SECURITIES, LLC
CRD#: 138033 / SEC#: , 8-67143
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GERECKE, DENNIS ROBERT | CLASS A MEMBER, EVP, COO, ROSFP | 1856554 |
| JERSEY, ROBERT STANTON | CEO, CLASS A MEMBER, SOLE MGR. | 1592359 |
| ROETTGER, ANDREW | CLASS B MEMBER | 7427489 |
| JERSEY, RICHARD ANDREW | CLASS B MEMBER | 8002945 |
| DOOLEY, BRADFORD R | OUTSIDE FINOP, PRIMARY FINANCIAL OFFICER, PRIMARY OPERATIONS OFFICER | 4308078 |
| GANTAR, CRAIG MICHAEL | CLASS B MEMBER, SVP, SALES MANAGER | 3238628 |
| GOUWENS, SHERRY LEE | CLASS B MEMBER , CHIEF ADMINISTRATIVE OFFICER | 4458617 |
| JERSEY, ROBERT COLEMAN | CLASS B MEMBER, SVP - SENIOR RELATIONSHIP MGR | 5870086 |
| TATTAS, MICHAEL CARL | CLASS B MEMBER, CHIEF COMPLIANCE OFFICER | 4386824 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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