Brandon P. Hayes
KESTRA ADVISORY SERVICES
Alpharetta, GA 30009
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CRD#: 5078546
Professional summary
Brandon P Hayes, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Alpharetta, Georgia and KESTRA INVESTMENT SERVICES, LLC located in Alpharetta, Georgia.
Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Brandon has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Arsenal Properties, LLC INV REL: No ADDR: 35 Old Canton Street Alpharetta GA 30009 NOB: Real Estate POS: Owner STRT Date: 11/15/2019 Hrs/mth: 0-16 Hrs/mth during TRADHRS: 0-14 Duties: Helping financially to purchase properties, assist with finding tenants if and when needed. Assist with identifying properties. Name: Kestra Advisory Services, LLC INV REL: Yes ADDR: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 NOB: INV Adv services through Kestra Advisory Services, LLC POS: INV Advisor Representative STRT Date: 4/4/2016 Hrs/mth: Up to 100% (0 to 160 HRS) Hrs/mth during TRADHRS: Up to 100% (0 to 160 HRS) Duties: INV advisory services Name: Patterson Place Homeowners Association INV REL: No ADDR: 1131 Hawthorne St NE Atlanta GA 30307 NOB: Other Back Office Operations POS: Secretary STRT Date: 8/1/2006 Hrs/mth: 0-16 Hrs/mth during TRADHRS: 0-14 Duties: I take the meeting minutes. Name: oXYGen Financial, Inc. INV REL: Yes ADDR: 35 Old Canton Street Alpharetta GA 30009 NOB: Registered Rep Activities through Kestra INV Services, LLC using a DBA name; Insurance; INV Advisory services through Kestra Advisory Services, LLC; Other Back Office Operations POS: VP, Private CFO STRT Date: 3/14/2011 Hrs/mth: 0-16 Hrs/mth during TRADHRS: 0-14 Duties: DBA used for mkting purposes Name: Hayes & Company, LLC INV REL: No ADDR: 791 Wylie St Se, APT 907 Atlanta GA 30316 NOB: Other Back Office Operations POS: Owner STRT Date: 1/1/2013 Hrs/mth: 0-16 Hrs/mth during TRADHRS: 0-14 Duties: No duties since this is just used for tax purposes Name: Rental Property INV REL: No ADDR: 1131 Hawthorne St NE Atlanta GA 30307 NOB: Real Estate POS: I don't have a POS since it's not setup as a separate company STRT Date: 8/1/2015 Hrs/mth: 0-16 Hrs/mth during TRADHRS: 0-14 Duties: I utilize a rental property company, name is the Forem. Name: O4W WORKSPACES POSITION: Owner NATURE: Real Estate INV REL: No # OF HRS: 4 SEC TRADHRS: 2 STRT DATE: 09/01/2022 ADDR: 577 Ralph McGill, Atlanta GA 30312 DESCRIPTION: oversee location, assist with new tenants etc. Name: FIFTY TWO 25TH LLC POS: Owner NOB: Real Estate INV REL: Yes #OF HRS: 0 SEC TRADHRS: 0 STRT DATE: 04/28/2023 ADDR: 52 25th St NW, Atlanta GA 30309 DES: Creating an LLC to hold the POS to a piece of land I will be building a house on. I'll be signing a joint venture agreement with the builder to protect myself. Builder is not a client of mine. I will solely be funding this project . I plan to sell this home once developed in 12-18 months and then close out this LLC. Name: CLARIVISE PRIVATE WEALTH POSITION: Partner & Co-Founder NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 04/28/2025 ADDRESS: 577 Ralph McGill, Atlanta GA 30312, United States DESCRIPTION: DBA only used for marketing purposes Name: CLARIVISE PRIVATE WEALTH INC. POSITION: Co Founder & Partner NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2025 ADDRESS: 11800 Amber Park Dr., Suite 240, Alpharetta GA 30009, United States DESCRIPTION: Insurance sales i.e. term life, disability, permanent fixed insurance etc. Sales and ongoing administration of financial dashboard services using account aggregation and online vault storage; Offer online account aggregation and online vault storage Name: BROAD RUN HOLDINGS LLC POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/11/2025 ADDRESS: 17781 Brookwood Way, Purcellville VA 20132, United States DESCRIPTION: Funding capital. Will not be involved in daily operations as the property is out of state.
CRS (Client Relationship Summary) - RIA
Click below to view Brandon P Hayes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
April 27, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 11800 Amberpark Drive Suite 240, Alpharetta, GA 30009Office #2: 577 Ralph Mcgill Blvd Ne, Atlanta, GA 30312RIA
CRD#: 283330
Alpharetta, GA
Current
September 9, 2015 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 11800 Amberpark Drive Suite 240, Alpharetta, GA 30009Office #2: 577 Ralph Mcgill Blvd Ne, Atlanta, GA 30312BD
CRD#: 42046
Alpharetta, GA
Past
September 10, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
ALPHARETTA, GA
Past
January 24, 2013 - September 11, 2015
INVESTACORP ADVISORY SERVICES INC
RIA
CRD#: 109011
ALPHARETTA, GA
Past
March 15, 2011 - September 11, 2015
INVESTACORP, INC.
BD
CRD#: 7684
ALPHARETTA, GA
Past
September 27, 2006 - March 9, 2011
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/3/2016)
RR
Arizona(8/29/2019)
RR
Arkansas(9/9/2015)
RR
California(11/15/2016)
RR
Colorado(1/2/2019)
RR
Connecticut(1/29/2021)
RR
District of Columbia(10/2/2020)
RR
Florida(1/9/2017)
RR
Georgia(9/9/2015)
IAR
Georgia(4/27/2016)
RR
Idaho(10/22/2024)
RR
Illinois(1/2/2019)
RR
Indiana(9/9/2015)
RR
Maryland(9/18/2018)
RR
Massachusetts(11/6/2017)
RR
Michigan(8/29/2019)
RR
Mississippi(10/20/2021)
RR
Missouri(10/20/2021)
RR
Nevada(5/22/2020)
RR
New Jersey(1/2/2019)
RR
New Mexico(10/2/2020)
RR
New York(4/18/2020)
RR
North Carolina(1/10/2017)
RR
Ohio(9/9/2015)
RR
Pennsylvania(9/9/2015)
RR
Puerto Rico(3/15/2021)
RR
South Carolina(12/10/2015)
RR
Tennessee(9/21/2016)
RR
Texas(10/2/2020)
RR
Virginia(6/8/2022)
RR
Wisconsin(9/17/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
