DB
Douglas A. Barr
CETERA INVESTMENT ADVISERS LLC
DENVER, CO 80237
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CRD#: 5078148
DB
Professional summary
Douglas A Barr, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Denver, Colorado and CETERA WEALTH SERVICES, LLC located in Denver, Colorado.
Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Douglas has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RYAN GUNSAULS & O'DONNELL, LLC POSITION: CPA NATURE: CPA firm INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/01/1979 DESCRIPTION: CPA firm 2) EIA SALES (NORTH AMERICAN) POSITION: APPOINTED AGENT NATURE: INSURANCE - EIAs INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 08/02/2016 ADDRESS: , W Des Moines IA 50266, United States DESCRIPTION: PROVIDE EQUITY INDEXED ANNUITIES AS A SOURCE OF INCOME IN RETIREMENT 3) YALE PROFESSIONAL BUILDING LLLP POSITION: LIMITED PARTNER NATURE: REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2010 ADDRESS: Denver CO , United States DESCRIPTION: OWNS REAL ESTATE/BUILDING 4) ALASKA LEASE OWNERSHIP POSITION: OWNER NATURE: OIL AND GAS LEASE INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2003 ADDRESS: AK , United States DESCRIPTION: PURCHASED PERCENTAGE INTEREST IN OIL AND GAS LEASES 5) WEALTHSPRING FINANCIAL PARTNERS LLC POSITION: referring advisor NATURE: Wealthspring Financial Partners acquired our previous firm Peak Wealth Strategies LLC - pay out to be ovver 5 years INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/15/2024 ADDRESS: 5590 East Yale Ave, Suite 102, Denver CO 80222, United States DESCRIPTION: I think we are considered referring advisors - we will still meet with clients as the new Financial advisor Diane DeOliveria takes over the forma advisor role 6) E.E. TRUST; TRUSTEE; Trustee of mother, Evelyn. All assets available to distribute to beneficiaries was done in 2004. Some residual assets now appear to have value and income activity has restarted.; NIR; 1; 04/09/1991; Denver CO 80222; COLLECTS INCOME AND PAYS OUT TO BENEFICIARIES ANNUALLY; 1HR PER MONTH, 1HR DURING TRADING HOURS 7) VIKKI GOLD LIVING TRUST POSITION: TRUSTEE NATURE: TRUSTEE FOR THE RECENTLY DECEASED VIKKI GOLD - ALL TRUSTEE SERVICES ACCORDING TO TRUST DOCUMENT ON FILE WITH AVANTAX INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 04/15/2025 ADDRESS: 7900 E. Union Ave., Suite 1100, Denver CO 80237, United States DESCRIPTION: TRUSTEE SERVICES
CRS (Client Relationship Summary) - RIA
Click below to view Douglas A Barr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 7900 E. Union Ave. Suite 1100, Denver, CO 80237RIA
CRD#: 105644
DENVER, CO
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 7900 E. Union Ave. Suite 1100, Denver, CO 80237BD
CRD#: 13572
DENVER, CO
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
DENVER, CO
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DENVER, CO
Past
April 7, 2014 - September 9, 2016
I.M. FINANCIAL, LLC
RIA
CRD#: 135632
DENVER, CO
Past
June 13, 2006 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
DENVER, CO
Past
February 22, 2006 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
RR
Colorado(9/5/2025)
IAR
Colorado(9/5/2025)
RR
Kansas(9/5/2025)
RR
Maryland(9/5/2025)
RR
Missouri(9/5/2025)
RR
Montana(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Virginia(9/5/2025)
RR
Wisconsin(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
