Adam J. Gould

DOGPATCH WEALTH

San Francisco, CA 94107-3137

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CRD#: 5077415

Professional summary

Adam Joseph Gould, CFP® is a registered financial advisor currently at DOGPATCH WEALTH located in San Francisco, California.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Adam has worked at 8 firms and has passed the Series 63, Series 66, Series 22TO, SIE, Series 62, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Dogpatch Capital, LLC; Investment-related; 2339 Third Street Suite 41, San Francisco, CA 94107; non-discretionary CA-registered RIA; Owner/ Operator; 10/2013; 160 hours/month; not tied to trading hours; Financial Planning/ Investment Management.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Joseph Gould's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

June 10, 2014 - Present

DOGPATCH WEALTH

Office #1: 2339 3rd Street #41, San Francisco, CA 94107-3137

RIA

CRD#: 171464

San Francisco, CA

Past

December 8, 2020 - March 18, 2021

BOUSTEAD SECURITIES, LLC

CRD#: 141391

IRVINE, CA

Past

June 13, 2018 - April 20, 2020

GROWTH CAPITAL SERVICES, INC.

CRD#: 124658

SAN FRANCISCO, CA

Past

May 16, 2016 - May 15, 2018

EMERSON EQUITY LLC

CRD#: 130032

SAN MATEO, CA

Past

April 15, 2013 - November 6, 2013

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

SAN FRANCISCO, CA

Past

April 15, 2013 - November 6, 2013

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

SAN FRANCISCO, CA

Past

January 21, 2009 - September 20, 2011

BARCLAYS CAPITAL INC.

RIA

CRD#: 19714

SAN FRANCISCO, CA

Past

September 22, 2008 - September 20, 2011

BARCLAYS CAPITAL INC.

CRD#: 19714

SAN FRANCISCO, CA

Past

October 3, 2006 - October 15, 2008

LEHMAN BROTHERS INC.

RIA

CRD#: 7506

SAN FRANCISCO, CA

Past

October 3, 2006 - September 22, 2008

LEHMAN BROTHERS INC.

CRD#: 7506

SAN FRANCISCO, CA

Past

March 16, 2006 - June 8, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SAN FRANCISCO, CA

Past

February 14, 2006 - June 8, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/10/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/27/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/15/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 22TO

Date: 12/17/2020

Direct Participation Programs Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 62

Date: 5/16/2016

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 3

Date: 4/29/2009

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/13/2006

General Securities Representative Examination

Current Firm

DOGPATCH WEALTH

DOGPATCH CAPITAL | DOGPATCH WEALTH | DOGPATCH CAPITAL LLC

CRD#: 171464 / SEC#:

California

Registered Investment Advisory firm - (6/10/2014 Approved)

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Contact information

Main Address

555 20th Street Suite 2, San Francisco, CA 94107

Mailing Address

Phone number

(415) 464-7533

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	306
AUM (Assets Under Management)	$ 65,482,057

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Adam J. Gould

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Joseph Gould's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOUSTEAD SECURITIES, LLC

GROWTH CAPITAL SERVICES, INC.

EMERSON EQUITY LLC

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

BARCLAYS CAPITAL INC.

BARCLAYS CAPITAL INC.

LEHMAN BROTHERS INC.

LEHMAN BROTHERS INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/27/2016

Series 66

Date: 3/15/2006

Series 22TO

Date: 12/17/2020

SIE

Date: 10/1/2018

Series 62

Date: 5/16/2016

Series 3

Date: 4/29/2009

Series 7

Date: 2/13/2006

Current Firm

DOGPATCH WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DOGPATCH WEALTH

TRUST BUT VERIFY

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