Shawn Jennings

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CRD#: 5077138

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Shawn Jennings, who also goes by Shawn C Jennings, Shawn Christopher Jennings, was a registered financial professional .

Shawn is a previously registered financial professional and started their career in finance in 2006. Shawn had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Shawn C Jennings | Shawn Christopher Jennings

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 26, 2023 - November 22, 2024

SAVANT WEALTH MANAGEMENT

RIA

CRD#: 107271

Wellesley, MA

Past

December 11, 2018 - September 13, 2023

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

Newton, MA

Past

December 7, 2018 - September 13, 2023

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

Newton, MA

Past

January 18, 2008 - November 13, 2018

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

BURLINGTON, MA

Past

January 18, 2008 - November 13, 2018

CHARLES SCHWAB & CO., INC.

CRD#: 5393

BURLINGTON, MA

Past

February 10, 2006 - November 12, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

WALTHAM, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAVANT WEALTH MANAGEMENT

CRD#: 107271 / SEC#: 801-43144

RIA

Registered Investment Advisory firm - (1/22/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/24/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/9/2006

General Securities Representative Examination

Current Firm

SAVANT WEALTH MANAGEMENT

CRD#: 107271 / SEC#: 801-43144

RIA

Registered Investment Advisory firm - (1/22/1993 Approved)

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Contact information

Main Address

190 Buckley Drive, Rockford, IL 61107

Mailing Address

Phone number

(815) 227-0300

Established

Firm type

Fiscal year end

# of Employees

565

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAVANT WEALTH MANAGEMENT ADV PART 2A BROCHURE (10/28/2025)

Regulatory assets under management

Total Number of Accounts	65,929
AUM (Assets Under Management)	$ 37,127,688,152

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
10/25/2024	Cover Page	Report
09/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shawn Jennings

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

SAVANT WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 2/24/2006

SIE

Date: 10/1/2018

Series 7

Date: 2/9/2006

Current Firm

SAVANT WEALTH MANAGEMENT

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SAVANT WEALTH MANAGEMENT

TRUST BUT VERIFY

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