Steven D. Gruber
STRATEGIC ADVISERS LLC | Financial Consultant
HAYWARD, CA
Some features on this profile are disabled
CRD#: 5077137
Professional summary
Steven David Gruber, who also goes by Steven D Gruber, Steven David Gruber Mr., Steven David Gruber, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Hayward, California and FIDELITY BROKERAGE SERVICES LLC located in Dublin, California.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Steven has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
I work with clients to help them build and implement a sound financial plan and investment strategy to navigate the markets throughout their lifetime. Each client has different goals, concerns and risks that are important to identify. We will spend time spend time discussing those in detail to ensure we plan accordingly and adjust your investments over time given the changing market conditions.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steven D Gruber | Steven David Gruber Mr. | Steven David Gruber
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OAA#: 52205 | Org Name:Steven Gruber | Org Addr:Providence, RI, US | Nature of Bus:Rental Properties | Invst Rel:Y | Title:Owner | Duties:Collect Rent, upkeep on buildings | Start Dt:11/09/2017 | Total Hrs p/m:1 | Sec Trdng Hrs p/m:0
CRS (Client Relationship Summary) - RIA
Click below to view Steven David Gruber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Boston University
Bachelor of Business Administration - Finance
2007
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 4500 A Tassajara Road, Dublin, CA 94568-4608RIA
CRD#: 104555
HAYWARD, CA
Current
December 18, 2015 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 4500-a Tassajara Road, Dublin, CA 94568BD
CRD#: 7784
Dublin, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
HAYWARD, CA
Past
January 6, 2016 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
DUBLIN, CA
Past
February 17, 2010 - December 11, 2015
TD AMERITRADE, INC.
BD
CRD#: 7870
E. PALO ALTO, CA
Past
February 16, 2010 - December 11, 2015
TD AMERITRADE, INC.
RIA
CRD#: 7870
E. PALO ALTO, CA
Past
February 16, 2010 - December 11, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
E. PALO ALTO, CA
Past
November 25, 2008 - March 12, 2009
FINANCIAL FOUNDATIONS, INC.
RIA
CRD#: 129212
FRAMINGHAM, MA
Past
September 19, 2008 - March 13, 2009
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
FRAMINGHAM, MA
Past
March 27, 2008 - March 13, 2009
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
FRAMINGHAM, MA
Past
August 20, 2007 - December 13, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
CHARLESTOWN, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/18/2015)
RR
Arkansas(4/9/2021)
RR
California(12/18/2015)
IAR
California(3/31/2025)
RR
Colorado(3/4/2021)
RR
Florida(9/30/2019)
RR
Idaho(9/29/2023)
RR
Kansas(3/25/2023)
RR
Maryland(9/17/2024)
RR
Massachusetts(9/30/2019)
RR
Mississippi(5/3/2024)
RR
Missouri(9/30/2019)
RR
Montana(3/2/2022)
RR
Nevada(12/18/2015)
RR
New York(9/30/2019)
RR
Oregon(12/18/2015)
RR
Rhode Island(2/4/2025)
RR
South Carolina(4/24/2025)
RR
Texas(6/5/2019)
IAR
Texas(3/31/2025)
RR
Utah(9/30/2019)
RR
Washington(9/30/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Hayward, CATRUST BUT VERIFY
Monitor Steven Gruber
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
