J. C. Floyd

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CRD#: 5076807

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

J. Christopher Floyd, CFP® was a registered financial professional .

J. is a previously registered financial professional and started their career in finance in 2006. J. had worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

January 10, 2017 - January 9, 2019

PARADIGM ADVISORS, LLC

RIA

CRD#: 114515

DALLAS, TX

Past

January 17, 2006 - March 31, 2009

OPSIS CAPITAL MANAGEMENT LP

RIA

CRD#: 138986

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARADIGM ADVISORS, LLC

PARADIGM ADVISORS, L.L.C. | PARADIGM INVESTMENT MANAGEMENT, L.P. (RELYING ADVISER) | PARADIGM ADVISORS, LLC

CRD#: 114515 / SEC#: 801-132244

RIA

Registered Investment Advisory firm - (3/24/2025 Approved)

Arkansas

Registered Investment Advisory firm - (4/3/2025 Terminated)

Michigan

Registered Investment Advisory firm - (4/8/2025 Terminated)

Texas

Registered Investment Advisory firm - (4/2/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

PARADIGM ADVISORS, LLC

PARADIGM ADVISORS, L.L.C. | PARADIGM INVESTMENT MANAGEMENT, L.P. (RELYING ADVISER) | PARADIGM ADVISORS, LLC

CRD#: 114515 / SEC#: 801-132244

RIA

Registered Investment Advisory firm - (3/24/2025 Approved)

Arkansas

Registered Investment Advisory firm - (4/3/2025 Terminated)

Michigan

Registered Investment Advisory firm - (4/8/2025 Terminated)

Texas

Registered Investment Advisory firm - (4/2/2025 Terminated)

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Contact information

Main Address

8111 Preston Road Suite 575, Dallas, TX 75225

Mailing Address

6125 Luther Lane #225, Dallas, TX 75225

Phone number

(214) 756-6066

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PARTS 2A AND 2B (5/2/2025)

Regulatory assets under management

Total Number of Accounts	306
AUM (Assets Under Management)	$ 112,077,532

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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J. C. Floyd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PARADIGM ADVISORS, LLC

OPSIS CAPITAL MANAGEMENT LP

Primary Firm SEC Registration

PARADIGM ADVISORS, LLC

State Registrations and Notice Filings

Exams

Current Firm

PARADIGM ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARADIGM ADVISORS, LLC

TRUST BUT VERIFY

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