Jeffrey L. Crane
Professional summary
Jeffrey Lewis Crane is a registered financial professional currently at RESEARCH CAPITAL USA INC. .
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2006. Jeffrey has worked at 4 firms and has passed the Series 63, SIE and Series 37 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Lewis Crane's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 14, 2016 - Present
RESEARCH CAPITAL USA INC.
Office #1: 199 Bay Street, Suite 4500 Commerce Court West, Toronto, M5L 1G2May 15, 2014 - February 4, 2016
VIII CAPITAL CORP.
October 9, 2012 - April 25, 2014
MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.
October 18, 2006 - June 7, 2012
NBF SECURITIES (USA) CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/14/2016)
(3/14/2016)
(3/24/2016)
(8/20/2019)
(3/15/2016)
(3/14/2016)
(3/14/2016)
(3/14/2016)
(6/29/2021)
(3/14/2016)
Exams
Series 37
Date: 3/28/2006
Canada Module of the General Securities Registered Representative (With Options Questions)FINRA
Current Firm
RESEARCH CAPITAL USA INC.
CRD#: 39670 / SEC#: , 8-48795
Contact information
FINRA licenses (22 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
