Stephen K. Mulhall

SKM WEALTH MANAGEMENT

WETHERSFIELD, CT

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CRD#: 5075185

Professional summary

Stephen K Mulhall Jr, who also goes by Stephen K Mulhall Jr, Stephen Kelley Mulhall Jr, Stephen Kelley Mulhall, Stephen Kelly Mulhall Jr, Stephen Kelley Mulhall Jr, is a registered financial advisor currently at SKM WEALTH MANAGEMENT, LLC located in Wethersfield, Connecticut.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Stephen has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen K Mulhall Jr | Stephen Kelley Mulhall Jr | Stephen Kelley Mulhall | Stephen Kelly Mulhall Jr | Stephen Kelley Mulhall Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SKM Wealth Management, LLC; investment related; Wethersfield, CT; Insurance sales; Insurance Agent; 5/2025; 8 hrs./month all during trading hours; insurance sales and service.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen K Mulhall Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2025 - Present

SKM WEALTH MANAGEMENT, LLC

RIA

CRD#: 337373

WETHERSFIELD, CT

Past

May 11, 2023 - May 9, 2025

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

West Hartford, CT

Past

May 11, 2023 - May 9, 2025

CITIZENS PRIVATE WEALTH

RIA

CRD#: 106743

West Hartford, CT

Past

May 11, 2023 - May 9, 2025

CITIZENS SECURITIES, INC.

CRD#: 39550

West Hartford, CT

Past

May 24, 2010 - June 2, 2023

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

West Hartford, CT

Past

May 24, 2010 - June 2, 2023

CHARLES SCHWAB & CO., INC.

CRD#: 5393

West Hartford, CT

Past

May 16, 2008 - May 10, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

HARTFORD, CT

Past

May 16, 2008 - May 10, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

HARTFORD, CT

Past

June 21, 2006 - May 20, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW HAVEN, CT

Past

March 15, 2006 - May 20, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW HAVEN, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(7/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/20/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/14/2006

General Securities Representative Examination

Current Firm

SKM WEALTH MANAGEMENT, LLC

CRD#: 337373 / SEC#: 801-133852

RIA

Registered Investment Advisory firm - (7/10/2025 120-Day Approval)

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Contact information

Main Address

Wethersfield, CT

Mailing Address

Phone number

(203) 518-0329

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A & 2B STATE VERSION (11/7/2025)

ADV PART 2A & 2B (9/12/2025)

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 18,746,402

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen K. Mulhall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen K Mulhall Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIZENS SECURITIES, INC.

CITIZENS PRIVATE WEALTH

CITIZENS SECURITIES, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 6/20/2006

SIE

Date: 10/1/2018

Series 7

Date: 3/14/2006

Current Firm

SKM WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SKM WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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