AL
Adam P. Liquori
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Laguna Niguel, CA 92677
Some features on this profile are disabled
CRD#: 5074951
AL
Professional summary
Adam Patrick Liquori, who also goes by Adam Liquori, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Laguna Niguel, California and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Laguna Niguel, California.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Adam has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adam Liquori
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. APL WEALTH MANAGEMENT INC, 28202 CABOT RD STE 300, LAGUNA NIGUEL, CA, 10/01/2010, President, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO - 0 HR/MO TRADING 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. 10/07/19. 3. ADAM LIQUORI, CDFA, 28202 CABOT RD, STE 300, LAGUNA NIGUEL, CA, CERTIFIED DIVORCE FINANCIAL ANALYST, 02/24/20, 4/MO- 1/TRADING 4. LAGUNA NIGUEL MILITARY SUPPORT FOUNDATION, 30111 CROWN VALLEY PKWY, LAGUNA NIGUEL, CA, 02/04/19, Board Member, BOARD MEMBER/ADVISOR/TREASURER/SECRETARY, NIR, 2 HR/MO - 0 HR/MO TRADING 5. TERRAPIN HOLDINGS, LLC 1202 GANADO, SAN CLEMENTE, CA, REAL ESTATE LLC MEMBER, 05/28/21, NIR, 6 HR/YR- 0/TRADING HR. 6. Terrapin Insurance Agency, Laguna Niguel, CA, 92677, 10/10/2022, Owner, Insurance/Benefits/Human Resources, NIR, 5 HR/MO, 0 HR/MO TRADING 7. LIQUORI FAMILY HOMES, LLC, 28202 Cabot Rd, Suite 300, Laguna Niguel CA 92677, United States, 02/27/2023, Director, Real Estate, NIR, 2 HR/MO - 0 HR/MO TRADING 8. NETTWORTH FINANCIAL GROUP 28202 Cabot Rd, ste 300, laguna niguel CA 92677, United States 10/01/2019, DBA, INV REL, 10 HR/MO - 10 HR/MO TRADING 9. BOWBRIDGE ADVISORY GROUP, 28202 Cabot Rd, Suite 300, Laguna Niguel CA 92677, 06/2025, Owner, DBA Name, INV REL, 5 HR/MO, 5 HR/MO TRADING. 10. LIQUORI FAMILY TRUST, 1202 Ganado, San Clemente CA 92673, 02/2025, Agent, Real Estate, NIR, 0 HR/MO, 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Patrick Liquori's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 28202 Cabot Rd. Suite 300, Laguna Niguel, CA 92677RIA
CRD#: 134139
Laguna Niguel, CA
Current
October 4, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 28202 Cabot Rd. Ste 300, Laguna Niguel, CA 92677BD
CRD#: 39543
Laguna Niguel, CA
Past
July 27, 2012 - October 10, 2019
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
LAGUNA NIGUEL, CA
Past
July 25, 2012 - October 10, 2019
FSC SECURITIES CORPORATION
BD
CRD#: 7461
LAGUNA NIGUEL, CA
Past
February 16, 2012 - July 28, 2012
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
MINNEAPOLIS, MN
Past
February 16, 2012 - July 28, 2012
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
SAN CLEMENTE, CA
Past
October 31, 2011 - March 1, 2012
SELECT PORTFOLIO MANAGEMENT INC
RIA
CRD#: 107228
SAN CLEMENTE, CA
Past
March 15, 2010 - March 1, 2012
SELECT MONEY MANAGEMENT, INC.
RIA
CRD#: 153256
SAN CLEMENTE, CA
Past
October 27, 2009 - March 31, 2010
SELECT PORTFOLIO MANAGEMENT INC
RIA
CRD#: 107228
SAN CLEMENTE, CA
Past
October 13, 2009 - March 1, 2012
SECURITIES EQUITY GROUP
BD
CRD#: 47215
ALISO VIEJO, CA
Past
February 19, 2008 - October 6, 2009
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
IRVINE, CA
Past
February 19, 2008 - October 6, 2009
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
IRVINE, CA
Past
February 20, 2007 - February 20, 2008
EDWARD JONES
RIA
CRD#: 250
LAGUNA NIGUEL, CA
Past
January 27, 2006 - February 20, 2008
EDWARD JONES
BD
CRD#: 250
LAGUNA NIGUEL, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/4/2019)
RR
California(10/4/2019)
IAR
California(10/7/2019)
RR
Colorado(10/4/2019)
RR
Florida(7/24/2023)
RR
Idaho(10/4/2019)
RR
Iowa(3/11/2021)
RR
Maryland(10/4/2019)
RR
Nevada(2/6/2024)
RR
New Jersey(10/4/2019)
RR
New York(10/4/2019)
RR
Oklahoma(10/4/2019)
RR
Pennsylvania(10/4/2019)
RR
Tennessee(10/4/2019)
RR
Texas(10/4/2019)
IAR
Texas(10/4/2019)
RR
Virginia(11/1/2023)
RR
Wisconsin(10/4/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
